Search for: "Regional Business Fund, Inc."
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30 May 2019, 5:09 am
” Informed, Inc. [read post]
28 May 2019, 2:14 pm
Steven Burrill for misappropriating more than $4 million from their San Francisco-based biotech venture capital fund“I am pleased that Erin has agreed to take on the important role of leading the talented and dedicated group of women and men in our San Francisco Regional Office,” said SEC Chairman Jay Clayton. [read post]
23 May 2019, 10:10 am
Simek at Sensei Enterprises, Inc. [read post]
21 May 2019, 7:53 am
Bustillo, Director of the SEC’s Miami Regional Office. [read post]
15 May 2019, 3:45 pm
Berger, Regional Director of the SEC’s New York Regional Office. [read post]
26 Apr 2019, 1:08 pm
DNA-People’s Legal Services, Inc. [read post]
24 Apr 2019, 8:06 am
(“Unison”) and M3 Inc. [read post]
22 Apr 2019, 9:00 am
East Texas Medical Center Regional Health Services, Inc. [read post]
4 Apr 2019, 7:23 am
A recent settled SEC Order with Wedbush Securities, Inc., a dually-registered investment adviser and broker-dealer, has resulted in a censure and $250,000 fine against that firm. [read post]
28 Mar 2019, 2:06 pm
The remaining assets will be liquidated and placed in a fund for distribution to harmed investors.According to the SEC’s order, Dennis Gibb, the owner of Sweetwater Investments Inc., stole more than $3 million from Sweetwater Income Flood LP, a private fund Sweetwater managed, to pay for personal expenses, including his mortgage and car payments, and to keep Sweetwater’s business afloat. [read post]
15 Mar 2019, 1:23 pm
[The Business Times] Wefox Group, a Germany-based InsurTech firm, has successfully secured $125 million through its Series B funding round. [read post]
7 Mar 2019, 8:12 pm
It is my great pleasure to pass along the announcement of the publication of Joel Slawotsky's excellent article: "The National Security Exception in US-China FDI and Trade: Lessons from Delaware Corporate Law" which appears in the The Chinese Journal of Comparative Law 6(2):228–264.In this new era defined by the re-creation of global regional economic blocks--one centered in China, and the other in the United States, the issue of national interest in the areas where the… [read post]
27 Feb 2019, 10:25 am
Ohio National Fund, Inc. said the “escalating fraud investigation seems to us a thesis changer. [read post]
22 Feb 2019, 6:09 am
Region Posted by Brianna Ang, Equilar, Inc., on Saturday, February 16, 2019 Tags: Board composition, Boards of Directors, California, Diversity, ESG, Institutional Investors, ISS, Shareholder voting, State law Practical Lessons in Boardroom Leadership Posted by Joseph Mandato, DeNovo Ventures and William Devine, William Devine Esquire, on Saturday, February 16, 2019 Tags: Board dynamics, Board… [read post]
20 Feb 2019, 2:44 pm
INTRODUCTION On September 28, 2004, the United States Supreme Court granted a property owner’s application for leave from a Connecticut Supreme Court decision upholding the constitutionality of the community’s taking of property with the specified purpose of creating jobs by selling the property to a private industrial user.1 As the petitioner land owners in Kelo express in their brief requesting leave, the critical question for the Court to determine is whether a taking for purely… [read post]
24 Jan 2019, 2:36 pm
John Reed Stark Among the agencies largely closed by the current partial U.S. federal government shutdown is the U.S. [read post]
15 Jan 2019, 7:41 pm
Welcome to Abbott & Kindermann, Inc. [read post]
1 Jan 2019, 5:10 pm
These areas range from defense and national security to import tariffs and small business programs. [read post]
30 Dec 2018, 3:03 am
The Bill was to be an overhaul of the compulsory licence system that governs mechanical licences in the US, with Collins and Jeffries saying: "Under the Music Modernization Act, the digital services would fund a Mechanical Licensing Collective, and, in turn, be granted blanket mechanical licenses for interactive streaming or digital downloads of musical works". [read post]
27 Dec 2018, 9:05 pm
“We are also providing funding to support state and local health departments’ capacity for epidemiologic work. [read post]
