Search for: "Strategic Financial"
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14 Dec 2022, 2:24 pm
Our attorneys have formed a strategic alliance between Silver Law Group and the Law Firm of David R. [read post]
23 Aug 2012, 6:50 am
The White Law Group continues to file FINRA arbitration claims against the financial professionals and broker-dealers that recommended Behringer Harvard investments to their clients. [read post]
16 Apr 2013, 4:00 am
The Strategic Plan lists four goals: Preventing financial harm to consumers while promoting good practices that benefit them. [read post]
21 Jan 2016, 5:00 am
Among the noteworthy aspects of the PCAOB’s 5-year strategic plan that was recently approved are its list of accomplishments and progress measures since 2012 and enhanced going-forward strategies relative to its Audit Committee Outreach initiative, which supports one of its principal objectives to “make a positive difference in the market for audit services and advance trends for quality financial reporting”: Actions Taken since November 2012 Developed materials,… [read post]
20 Mar 2013, 7:50 am
The Financial Industry Regulator Authority (FINRA) requires that broker-dealer fully disclose all the risk in any investment when making recommendations, and ensure that the investment is suitable given their clients age, risk tolerance, financial objectives, net worth, and investment experience. [read post]
15 Aug 2023, 7:18 am
The financial terms of the transaction remain undisclosed. [read post]
6 Dec 2019, 8:26 am
On 5 December 2019, the Council of the EU published an outcome of proceedings document setting out the conclusions on strategic priorities on anti-money laundering (AML) and countering terrorist financing (CTF). [read post]
30 Mar 2021, 7:13 am
The DFS expects insurers to be aware of potential changes in their business environment and to address these risks strategically. [read post]
26 Mar 2024, 7:50 am
They can offer personalized advice tailored to your specific situation, helping you make strategic decisions about budgeting, saving, investing, and using credit. [read post]
14 Mar 2019, 8:00 am
Financial Buyers Buyers generally fall into two buckets: strategic and financial. [read post]
9 Sep 2019, 7:42 am
LLC acted as financial advisor and Cooley LLP acted as legal advisor. [read post]
3 Oct 2018, 8:35 am
” But despite steps in the right direction, U.S. critical infrastructure, particularly the financial system, remains vulnerable to cyber attacks perpetrated by foreign threat actors with strategic, rather than criminal or economic, motivations. [read post]
5 Aug 2021, 1:36 pm
In the industry letter, DFS made plain that it expects financial institutions to make DEI at the leadership level strategic business and corporate governance priorities, emphasizing the importance of developing a pipeline of diverse leaders. [read post]
8 Apr 2008, 2:23 am
The Public Company Accounting Oversight Board, a sort of subsidiary of the SEC that provides oversight of the accounting firms that audit publicly-traded companies, issued its strategic plan on March 31. [read post]
4 May 2012, 1:14 am
I’ve read readings from President Obama and a letter from him expressing how important the Strategic and Economic Dialogue is to the U.S. [read post]
20 Oct 2016, 9:05 am
The securities lawyers at Eccleston Law also practice a variety of other areas of securities for financial advisors including breakaway broker services, employment matters, strategic consulting and counseling, broker litigation and arbitration,whistleblower actions, and much more. [read post]
9 Dec 2009, 10:51 am
Strategic defaults are increasingly becoming the best financial decision for some borrowers. [read post]
9 Sep 2021, 7:27 am
These areas include ensuring first-mover global position in standard setting and building resilient and future-proof economic and financial systems. [read post]
23 Jun 2010, 6:59 am
Also on tap are strategic financial projections and a [read post]
10 Nov 2022, 3:42 pm
Announces Third Quarter 2022 Financial Results Company Continues to Implement Strategic Initiatives and Drive Operating Efficiencies MCLEAN, Va. [read post]
