Search for: "The Variable Annuity Life Insurance Company" Results 201 - 220 of 232
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20 Jul 2007, 11:05 am
STEP THREE:  Once the adviser has fooled the senior into believing he is an expert, the adviser will earn big commissions by placing the senior in a bad investment, such as a deferred variable annuity. [read post]
6 Jul 2020, 7:12 am by Silver Law Group
November, 2007: A regulatory disclosure initiated by the State of Washington Office of the Insurance Commissioner alleged that Dixson “sold variable annuities to Washington residents that were not approved by the WA Office of the Insurance Commissioner (OIC). [read post]
12 Nov 2015, 3:36 pm by D. Daxton White
The largest of our Dow companies or S&P companies are all trying to capture that growth market in China. [read post]
5 Jun 2023, 10:13 am by The White Law Group
Variable Annuity SalesApril 2018: FINRA reportedly fined Park Avenue Securities $300,000 over problems in its supervision of variable annuity sales. [read post]
19 Dec 2018, 12:40 pm by Staff Attorney
  In addition, Claimant alleges that Long and Hendrix recommended using the income from FIP to fund a $1.4 million variable life insurance policy that required annual premiums of $150,000. [read post]
19 Feb 2021, 4:03 am by Alan Rosca
A customer dispute filed in April 2020 alleges Charles Jonathan Evan made misrepresentations and unsuitable recommendations on the sale of life insurance and annuity products. [read post]
19 Feb 2021, 4:03 am by Alan Rosca
A customer dispute filed in April 2020 alleges Charles Jonathan Evan made misrepresentations and unsuitable recommendations on the sale of life insurance and annuity products. [read post]
10 Jun 2009, 9:05 am
The regulators and law-enforcement agencies that have warned borrowers about reverse mortgages focus on brokers who convince borrowers to invest their loans in deferred annuities, life insurance policies or other high-commission investment products. [read post]
24 Sep 2007, 10:14 am
The Senate Special Committee on Aging is in the process of investigating Old Mutual Financial Network, Allianz Life, American Equity Investment Life Insurance, Society of Certified Senior Advisor's, Piece of Pie Strategic Coaching, and Senior Insurance Training Services. [read post]
16 Sep 2020, 7:37 am by Geoff Schweller
In the first action, the SEC charged VFA for failing to disclose that its parent company, The Variable Annuity Life Insurance Company (VALIC), paid an entity owned by the Florida teachers’ unions for that entity’s exclusive endorsement of VFA as its preferred financial services partner. [read post]
14 Sep 2007, 5:20 pm
The Senate Special Committee on Aging is in the process of investigating Old Mutual Financial Network, Allianz Life, American Equity Investment Life Insurance, Society of Certified Senior Advisor's, Piece of Pie Strategic Coaching, and Senior Insurance Training Services. [read post]
However, in response to demands from investors and other stakeholders, many banks, asset managers and insurance companies have voluntarily made climate disclosures in their sustainability or environmental, social and governance (ESG) reports or other public materials. [read post]
15 Jun 2007, 5:43 pm
  You're paying for the most expensive life insurance product that's wrapped into this variable annuity that you could ever pay. [read post]
14 Feb 2018, 3:00 am by Biglaw Investor
Permanent/cash value life insurance, annuities, and non-traded products will not solve your financial woes. [read post]
26 Jan 2024, 1:40 pm by The White Law Group
  The unregistered entity, a limited liability company owned by an unregistered insurance agent, received payments in connection with the sale of variable universal life insurance (VUL), a securities product. [read post]
15 Nov 2011, 9:12 am by Ailyn Cabico
In addition, the Rule would exempt the following types of offerings: offerings of exempted securities, as defined by Section 3(a)(12) of the Exchange Act; offerings made pursuant to Securities Act Rule 144A or SEC Regulation S; offerings of exempt securities with short term maturities under Section 3(a)(3) of the Securities Act; offerings of subordinated loans under Exchange Act Rule 15c3-1, Appendix D; offerings of “variable contracts” as defined in Rule 2320(b)(2); … [read post]
6 Aug 2007, 9:10 am
  You're paying for the most expensive life insurance product that's wrapped into this variable annuity that you could ever pay. [read post]
18 May 2009, 5:44 pm
There is no pro hac vice  for selling insurance products like structured settlement annuities. [read post]
25 Oct 2011, 9:51 am
In addition, the exempt offerings include: securities with short term maturities; subordinated loans; variable contracts; modified guaranteed annuity contracts; modified guaranteed life insurance policies; and non-convertible debt or preferred securities by issuers that meet certain eligibility criteria. [read post]