Search for: "U.S. Commodity Futures Trading Commission"
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5 Jan 2022, 9:45 am
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) relating to an enforcement action against Easterday Ranches in Washington. [read post]
16 Sep 2009, 2:32 am
Washington, DC - The Commodity Futures Trading Commission (CFTC or Commission) will convene the second meeting of its expanded Energy and Environmental Markets Advisory Committee (EEMAC) at 8:00 a.m. [read post]
9 Sep 2020, 11:40 am
CFTC – “The Commodity Futures Trading Commission’s Climate-Related Market Risk Subcommittee of the Market Risk Advisory Committee (MRAC) today released a report entitled Managing Climate Risk in the U.S. [read post]
19 Oct 2020, 10:00 am
Commodity Futures Trading Commission (CFTC) announced an order of default judgment, finding that Michael Salerno and his companies Black Diamond Forex LP, BDF Trading LP, and Advanta FX engaged in a foreign currency (forex) trading scheme. [read post]
15 Dec 2014, 12:43 pm
Commodity Futures Trading Commission v. [read post]
20 May 2022, 9:28 am
Commodity Futures Trading Commission (CFTC) Whistleblower Office issued a Notice of Covered Action (NCA) for an enforcement action taken against Kraft Foods Group, Inc. and Mondelēz Global LLC. [read post]
13 Aug 2012, 11:03 am
Commodity Futures Trading Commission has published the following editorial correction to language of the preamble that conflicted with the rule text of the final rule published in the Federal Register on Monday, January 9, 2012. 17 CFR Part 43 Real-Time Public Reporting of Swap Transaction Data; Correction View more rules on the CFTC’s website. [read post]
19 Oct 2022, 5:51 pm
Commodity Futures Trading Commission released its annual enforcement results, reporting that its enforcement division recovered over $2.5 billion in restitution, disgorgement, and civil monetary penalties during the past fiscal year. [read post]
21 Nov 2016, 2:27 pm
Commodity Futures Trading Commission (the “CFTC“) issued a reminder that previously specified no‑action relief will shortly be expiring. [read post]
17 Mar 2014, 12:56 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
12 Sep 2016, 1:23 pm
Commodity Futures Trading Commission announced that it “signed a Memorandum of Understanding (MOU) with the Comisión Nacional Bancaria y de Valores (CNBV) and the Banco de México (BDM) regarding cooperation and the exchange of information in the supervision and oversight of certain regulated entities that operate on a cross-border basis in the United States and in Mexico. [read post]
12 Sep 2016, 1:12 pm
Commodity Futures Trading Commission (“CFTC”) announced that it is “requesting public comment on proposed amendments to the Whistleblower Rules found in Part 165 of the CFTC’s regulations. [read post]
13 Feb 2017, 2:25 pm
Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight issued a time-limited no-action letter providing relief for notice filing failures that relied on certain aggregation exemptions from federal position limit levels. [read post]
15 Oct 2012, 12:56 pm
Commodity Futures Trading Commission (CFTC) issued two interpretive letters and today, issued a no-action letter. [read post]
23 Jan 2017, 2:29 pm
Commodity Futures Trading Commission (the “CFTC“) “approved proposed amendments to Regulation 1.31 … [that] … would modernize and make technology‑neutral the form and manner in which regulatory records must be kept, as well as rationalize the rule text for ease of understanding. [read post]
17 Mar 2014, 4:56 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
16 Jan 2018, 2:28 pm
Commodity Futures Trading Commission (the “CFTC“) approved final rules that update Parts 3 and 9 to integrate existing advisory guidance, incorporate swap execution facilities (“SEFs“) and update provisions currently applicable to designated contract markets (“DCMs“). [read post]
17 Mar 2014, 12:56 pm
Commodity Futures Trading Commission and the Financial Services Agency of Japan signed a Memorandum of Cooperation which expresses the agencies’ intent to work together to supervise and oversee regulated entities that operate on a cross-border basis in Japan and the United States. [read post]
7 Dec 2018, 8:28 pm
Commodity Futures Trading Commission (CFTC) on November 27 released a public guide to explain the uses, risks and benefits of smart contracts. [read post]
17 Nov 2021, 2:07 pm
Congress has established whistleblower programs with monetary awards to incentivize individuals to report possible violations of the federal securities laws to the Securities & Exchange Commission and the Commodities Futures Trading Commission. [read post]
