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Gruenberg of the Federal Deposit Insurance Corporation (“FDIC”) released the FDIC’s priorities for 2022, which included “[a]ddressing the financial risks that climate change poses to banking organizations and the financial system. [read post]
22 Mar 2009, 11:33 pm
Trone commented:"Barring a miraculous reversal of this fear and distrust, we believe the toxic asset programs, as well as the existing TALF, will fail to reach the levels of activity necessary to unclog the system, heal the country's financial system and improve credit availability . . . . [read post]
20 Aug 2021, 7:10 am by John Jascob
"During the panel discussion, Berkovitz explained that intermediaries (in the June 8, 2021 speech he identified "banks, exchanges, futures commission merchants, payment clearing facilities, and asset managers") reinforce the stability of U.S. markets. [read post]
10 Feb 2012, 1:25 pm
Inc. and its subsidiary Morgan Stanley Smith Barney LLC were fined $1 million by FINRA for excessive markups and markdowns in corporate and municipal bond transactions. [read post]
2 Feb 2017, 6:04 pm by Cynthia Marcotte Stamer
The Proposed Determination notes, for instance, that: A Security Gap Analysis and Assessment conducted for Children’s December 2006-February 2007 by Strategic Management Systems, Inc. [read post]
26 Mar 2013, 6:00 am by Michael B. Stack
Stack, CPA, Director of Operations, Amaxx Risk Solutions, Inc. is an expert in employer communication systems and part of the Amaxx team helping companies reduce their workers compensation costs by 20% to 50%. [read post]
18 Aug 2017, 6:16 am
Louis, on Tuesday, August 15, 2017 Tags: Asset management, Banks, Broker-dealers, Dodd-Frank Act, Financial crisis, Financial institutions, Financial regulation, Hedge funds, Investment banking, Private equity, Shadow banking, SIFIs, Systemic risk Declassified Boards Are More Likely to Be Diverse Posted by Grant Bremer, Equilar Inc., on Tuesday, August 15,… [read post]
24 Apr 2012, 5:00 am by Doug Cornelius
In re Market Timing Systems, Inc. et al., SEC Release No. [read post]
16 Oct 2007, 5:15 am
Below is a list of organizations who submitted Comment Letters: Letters in Favor of the Non-Access ProposalLetters Opposing Both SEC ProposalsAlcoa, Inc. [read post]
13 Feb 2017, 7:11 am by Jordan Brunner
This document envisions an Air Force where Airmen and autonomous systems work together as a team to meet a variety of challenges currently facing the United States, such as cyber-attacks, anti-access/area denial strategies, and attacks on space-based assets. [read post]
4 Oct 2021, 6:16 am
” [2] Blackrock, the largest asset management company in the world by assets under management, has published guidance concerning its expectations with respect to climate-related disclosures, stating that “climate risk—physical and transition risk—presents one of the most significant systemic risk[s] to the long-term value of our clients’ investments. [read post]
16 Feb 2022, 4:54 pm by Greg Lambert
FTI Consulting, Inc. recently announced findings from Part 3 of The General Counsel Report 2022: Leading with Endurance Through Risk, Culture and Technology Challenges. [read post]