Search for: "Governance Risk Management Compliance, LLC"
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18 Dec 2014, 1:13 pm
Governance Risk Management Compliance B. [read post]
3 Apr 2023, 7:00 am
Risk Management: An accountant can help small business owners identify and manage financial risks, such as fraud, theft, or mismanagement. [read post]
23 Oct 2010, 1:11 pm
Leavitt Partners, LLC (Salt Lake City, UT) Dave Theno, ? [read post]
23 Oct 2010, 12:39 pm
Leavitt Partners, LLC (Salt Lake City, UT) Dave Theno, ? [read post]
2 Feb 2018, 7:11 am
He pointed out that since Congress authorized the CFTC to establish a self-certification process for the listing of new futures products in 2000, exchanges have self-certified 10,628 new products, which has provided more risk management tools for commercial end-users across many different asset classes. [read post]
3 Mar 2023, 4:04 pm
Solutions Law Press, Inc. provides human resources and employee benefit and other business risk management, legal compliance, management effectiveness and other coaching, tools and other resources, training and education on leadership, governance, human resources, employee benefits, data security and privacy, insurance, health care and other key compliance, risk management, internal controls and operational concerns. [read post]
18 Sep 2020, 6:13 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, September 18, 2020 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of September 11–17, 2020. [read post]
28 Jan 2020, 6:51 am
While biometrics may be helpful in preventing fraud, managing employees’ time, or improving security, these benefits must be considered against the potential legal and compliance risks. [read post]
26 Jan 2018, 6:32 am
Larcker and Brian Tayan (Stanford University), on Saturday, January 20, 2018 Tags: Boards of Directors, Compliance & ethics, Corporate culture, Cybersecurity, Incentives, Management, Misconduct, Reputation, Risk management, Risk oversight, Tech companies, Uber Remarks on Shareholder Engagement Posted by Jay Clayton, U.S. [read post]
21 Sep 2018, 6:10 am
Sitkoff (Harvard Law School), on Thursday, September 20, 2018 Tags: DOL, Duty of loyalty, Endowments, ESG, Fiduciary duties, Impact investing, Pension funds, Prudence, Risk Expulsion of LLC Member Posted by Jason Halper, Nathan Bull, and James Fee Rahman, Cadwalader, Wickersham & Taft LLP, on Thursday, September 20, 2018 Tags: Contracts, Corporate forms, Delaware cases, Delaware… [read post]
31 Jul 2013, 5:10 pm
Hofmeister was the trustee of the four pension plans, and Tew was managing director of their investment service provider, Bluegrass Investment Management LLC. [read post]
1 Jan 2020, 10:35 am
LinkedIn SLP Health Care Risk Management & Operations Group, HR & Benefits Update Compliance Group, and/or Coalition for Responsible Health Care Policy. [read post]
1 May 2019, 4:39 am
Cooper was the sole owner of Greenville Architectural Glass LLC (GAG) during the years 2007 through 2015. [read post]
3 Mar 2017, 6:16 am
Posted by Jeff Schwartz, University of Utah, on Sunday, February 26, 2017 Tags: Accountability, Disclosure, Fair values, Financial reporting, Firm valuation, Fund managers, Investor protection, Liquidity, Mutual funds, Private equity, Retail investors, Risk disclosure, Risk-taking, SEC, Securities regulation, Tech companies, Venture capital firms Shareholder Proposals Regarding Lead Director Tenure: A Harbinger of Things to Come? [read post]
26 Apr 2019, 5:55 am
Newell, Goodwin Procter LLP, on Tuesday, April 23, 2019 Tags: Compliance and disclosure interpretation, Confidentiality, Disclosure, Form 10-K, Form 10-Q, Form 8-K, Proxy materials, Registration statements, SEC, SEC rulemaking, Securities regulation Governing Law and Forum Selection Clauses Posted by Daniel Wolf and Stefan Atkinson, Kirkland & Ellis LLP, on Wednesday, April 24, 2019 … [read post]
6 Apr 2010, 5:03 pm
- Financial risk manager Susan Mangiero of Pension Governance in her blog, Pension Risk Matters Victim Of Securities Fraud Successfully Relies On SEC Protective Order To Shield Tax Information From IRS - New Jersey lawyer Alain Leibman on Fox Rothschild's White Collar Defense & Compliance LinkedIn Evidence In A Lawsuit -- It Was Only A Matter of Time - Glastonbury attorney Kane Bennett of Raymond & Bennett LLC on his… [read post]
19 Aug 2016, 6:16 am
Gilson, Stanford Law School, Columbia Law School, and ECGI, on Wednesday, August 17, 2016 Tags: Agency model, Corporate forms, Corporate governance, Decision making, Fiduciary duties, Legal systems, Long-Term value, Securities regulation, Shareholder rights, Short-termism, Stakeholders CEO Pay-For-Performance Posted by Ira Kay, Pay Governance LLC, on Wednesday, August 17, 2016 Tags: Agency model, Equity-based compensation, Executive Compensation, Incentives,… [read post]
22 Mar 2011, 4:28 am
Dave is an attorney and CEO of Concord Specialty Risk, a series of a Delaware limited liability companies owned by RSG Specialty Group, LLC. [read post]
29 Sep 2017, 8:58 am
The government appealed. [read post]
29 Sep 2017, 8:58 am
The government appealed. [read post]
