Search for: "Institute of International Bankers"
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15 May 2013, 5:33 am
Klein's donation financed a trip by six CIRM science officers to Japan for an international stem cell conference. [read post]
25 Jul 2019, 7:12 am
In a comment letter on a recent SEC proposal on cross-border issues involving security-based swaps (SBS), SIFMA and the Institute of International Bankers (IIB) urged the SEC to further harmonize its rules with the CFTC by eliminating certain aspects of the requirements altogether. [read post]
18 May 2015, 12:00 pm
Doug Johnston (through Five Management, LLC) is an expert witness in banking/lending and an investigative business consultant specializing in Commercial Banking & Lending, Private Equity, and International Banking. [read post]
22 Jun 2010, 10:34 am
• An outside consultant will conduct a comprehensive study of the SEC, and an annual assessment of the SEC’s internal supervisory controls. [read post]
22 Feb 2011, 3:10 pm
This article was originally posted on Sheppard Mullin's Financial Institutions Law blog, which can be found at www.financialinstitutionlawblog.com. [read post]
12 Mar 2011, 10:13 am
Lady Hale made the Guardian’s list of 100 inspiring women, published to mark International Women’s Day. [read post]
16 Oct 2016, 10:23 am
How would you respond to the demand that you bring your website into compliance with international standards for web accessibility? [read post]
3 Apr 2014, 9:13 am
63 of the completed examinations were of depository institutions and 19 were of nondepository institutions. [read post]
11 Oct 2015, 9:01 pm
Valachi, CCIM, CPAEditor’s notes: Reprinted with permission from Commercial Investment Real Estate, The Magazine of the CCIM Institute, May/June 2015, Vol. [read post]
9 Sep 2013, 12:05 am
” Because much of the expense associated with an anti-bribery event can arise from the company’s own internal investigation, the commentators quoted in the article also suggest the company’s try to ensure that their D&O insurance policies provide coverage for internal investigations. [read post]
6 Feb 2020, 3:02 am
In this case, the SEC caught up with a recent college grad for insider trading – within the grad’s first year on the job as a junior investment banker. [read post]
20 Aug 2007, 8:39 pm
" At least bankers, here and in Russia, will be able to relate. [read post]
8 Jun 2011, 5:54 am
Secretive practices and institutions are common in contemporary finance. [read post]
29 Apr 2014, 4:18 pm
It’s unclear whether this is an example of government pressure, an internal corporate decision, or some combination. [read post]
4 Mar 2010, 10:01 am
On March 1, Commodities and Futures Trading Commission (“CFTC”) Chairman, Gary Gensler, spoke to the Institute of International Bankers about over-the-counter (“OTC”) derivatives reform. [read post]
17 Mar 2008, 11:38 am
Multiple perspectives on risk are an imperative, he noted, as provided under the three pillars of Basel II.Concomitant with the Basel chair's remarks, FSA Chair Callum McCarthy told the International Institute of Bankers that any failings in Basel II revealed by the ongoing financial market crisis must be identified and corrected. [read post]
19 Dec 2008, 5:00 am
Madoff’s firm were so obvious, said one banker with direct knowledge of the case, that Société Générale “didn’t hesitate. [read post]
17 Dec 2008, 5:00 am
Madoff’s firm were so obvious, said one banker with direct knowledge of the case, that Société Générale “didn’t hesitate. [read post]
17 Dec 2008, 8:49 am
For additional information contact [www.gallerywatch.com] :
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12/16/2008
Final Rule: Assessments for Insured Institutions for 2009 (PDF 196 KB)Adopted by the Federal Deposit Insurance Corporation12/16/2008
Interim Report: The Congressional Commission on the Strategic Posture of the United States (PDF 175 KB) Facilitated by the United States Institute of Peace 12/16/2008
… [read post]
26 May 2011, 5:29 am
If the OCC was too tough the financial institution could reclassify itself as a thrift and be regulated by the OTS. [read post]
