Search for: "Luis Aguilar"
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15 Jun 2011, 2:31 pm
Obama nominated Wilmer Cutler Pickering Hale and Dorr partner Daniel Gallagher Jr. to be a commissioner, and current SEC commissioner Luis Aguilar to serve a second term. [read post]
31 Jan 2011, 12:44 pm
Aguilar, Kathleen L. [read post]
23 Oct 2007, 9:22 pm
Other names afloat to fill one of the two Democratic vacancies are WilmerHale partner Yoon-Young Lee and McKenna Long partner Luis Aguilar. [read post]
8 Apr 2011, 2:15 pm
On April 4, SEC Commissioner Luis Aguilar said he was not aware of any major disagreements that were holding up the release of the final disclosure rules. [read post]
18 Mar 2009, 3:31 am
Contents include:Tito Ballarino, Il Regolamento Roma I: forza di legge, effetti, contenuto Hilda Aguilar Grieder, Los contratos internacionales de distribución comercial en el Reglamento Roma I Alfonso-Luis Calvo Caravaca & Javier Carrascosa Gonzalez, La Ley aplicable al divorcio en Europa: el futuro Reglamento Roma III Maria del Pilar Diago Diago, El comercio internacional de diamantes: sistema de certificación del… [read post]
17 Oct 2012, 7:50 am
“The capital and margin provisions of today’s proposal will affect the economics of entering into security-based swaps that are not cleared,” said SEC Commissioner Luis Aguilar. [read post]
12 Oct 2011, 6:57 am
Aguilar (‘78), Carol Bowie, Kathleen Casey, H. [read post]
24 Apr 2012, 2:14 pm
As discussed by the D&O Diary , commissioner Luis Aguilar filed a dissenting statement with the report, in which he expresses his "strong disappointment that the study fails to satisfactorily answer the Congressional request, contains no specific recommendations, and does not portray a complete picture of the immense and irreparable investor harm that resulted and that will continue to result due to Morrison v. [read post]
24 Feb 2015, 3:35 am
The Glaring Lack of Racial Diversity Continues in Our Profession In this speech, SEC Commissioner Luis Aguilar listed his priorities including wrapping up the outstanding rulemakings required by Congressional acts and the need for the SEC to bring enforcement cases that are a real deterrent. [read post]
25 Jun 2015, 6:34 am
Senator Bob Menendez (D-N.J.) and SEC Commissioner Luis A. [read post]
28 May 2010, 5:00 am
SEC Commish: Agency Needs to Get Tough on Miscreants Kara Scannel’s coverage from the Wall Street Journal’s Law Blog If Securities and Exchange Commissioner Luis Aguilar has his way, corporate miscreants will face stronger sanctions. [read post]
8 Sep 2011, 12:02 pm
Jose Luis Benito Obregon Hernandez, 22, found in Fort Atkinson, Wis., on September 7, 2011. [read post]
8 Sep 2011, 12:02 pm
Jose Luis Benito Obregon Hernandez, 22, found in Fort Atkinson, Wis., on September 7, 2011. [read post]
20 Jun 2009, 9:38 am
In a speech delivered May 7th at the Advisers Association's annual conference, SEC Commissioner Luis Aguilar said that broker representatives increasingly provide investment advice, and such advisors have "an affirmative obligation to put a client's interest above his or her own. [read post]
21 Jul 2011, 2:01 pm
Aguilar (29, Madera, California); Jose Jorge Monteon Delfin (42, Los Angeles, California); Edgar Yanez Gutierrez (25, address unknown); Robert Hayes (35, Tampa, Florida); Noemi Monteon (37, Los Angeles, California); Gabriel Salazar Pena (43, Manteca, California); Enrique Hernandez Ramirez (41, Dade City, Florida); Jabulani Bendar Seay (34, Tampa, Florida); Gwendolyn Shank (54, Tampa, Florida); Carlos Byron Smith (32, Tampa Florida); Alejandro Arias Perez (40, Dade City, Florida); Jennifer… [read post]
21 Jul 2011, 2:01 pm
Aguilar (29, Madera, California); Jose Jorge Monteon Delfin (42, Los Angeles, California); Edgar Yanez Gutierrez (25, address unknown); Robert Hayes (35, Tampa, Florida); Noemi Monteon (37, Los Angeles, California); Gabriel Salazar Pena (43, Manteca, California); Enrique Hernandez Ramirez (41, Dade City, Florida); Jabulani Bendar Seay (34, Tampa, Florida); Gwendolyn Shank (54, Tampa, Florida); Carlos Byron Smith (32, Tampa Florida); Alejandro Arias Perez (40, Dade City, Florida); Jennifer… [read post]
21 Feb 2013, 4:22 am
And Commissioner Luis Aguilar delivered this speech yesterday on proxy disclosure... [read post]
15 Jan 2013, 5:34 am
SEC Commissioner Luis Aguilar did not like the rule, saying it lacked adequate investor protections. [read post]
23 Jul 2015, 8:43 am
The senator’s investigation comes on the heels of a speech given by Luis Aguilar, Commissioner to the Securities and Exchange Commission (SEC), before the North American Securities Administrators Association (“NASAA”), stating that the SEC is looking closely at sales practices with respect complex securities including equity-indexed annuities, leveraged and inverse-leveraged exchange traded funds, reverse convertibles, alternative mutual funds, exchange traded… [read post]
31 Mar 2008, 5:19 am
President Bush: Announces Intention to Nominate Democratic SEC Commissioners Due to this White House press release from Friday, the status of Luis Aguilar and Elisse Walter to become SEC Commissioners has been upgraded from "rumor" to "announced intentions. [read post]
