Search for: "MARY SCHAPIRO"
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12 Jan 2009, 4:15 am
Mary L. [read post]
20 Feb 2009, 8:25 am
[JURIST] US Securities and Exchange Commission (SEC) [official website] chairman Mary Schapiro [official profile] on Thursday named Robert Khuzami [SEC press release] as the new director of the SEC's Division of Enforcement. [read post]
27 Aug 2012, 7:46 am
Attached is a letter (posted by the Wall Street Journal) that SEC Chairman, Mary Schapiro, sent to Rep. [read post]
9 Apr 2009, 4:32 am
Norris said that "all five commissioners, led by Chairwoman Mary Schapiro, seemed [...] [read post]
6 Aug 2009, 8:08 am
When President Obama appointed FINRA chief Mary Schapiro as the new Chairman of the Securities and Exchange Commission, the nation was promised an overhaul of the agency and of securities regulation in general. [read post]
22 Jun 2009, 2:37 am
Geithner and SEC Chairperson Mary L. [read post]
30 Dec 2009, 1:10 pm
Since the rules were proposed in May, SEC Chairman Mary Schapiro has been signaling that she expected the Commission to act on the rules in early January, making them [...] [read post]
22 Jun 2009, 2:37 am
Geithner and SEC Chairperson Mary L. [read post]
15 Jan 2009, 4:16 am
Mary Schapiro is the chief executive of the Financial Industry [...] [read post]
30 Nov 2011, 8:39 am
But even SEC Chairman Mary Schapiro acknowledges that crowdfunding is [...] [read post]
18 Dec 2008, 4:20 pm
In naming Mary L. [read post]
21 Apr 2011, 2:48 pm
On April 6, 2011, Mary L. [read post]
22 Jun 2009, 9:23 am
On June 18, 2009, just one day after President Obama unveiled his white paper, SEC Chairman Mary L. [read post]
23 Aug 2012, 1:41 pm
SEC Chairman Mary L. [read post]
3 Mar 2011, 4:31 pm
As the SEC and CFTC implement the derivatives regulatory regime mandated by the Dodd-Frank Act, SEC Chair Mary Schapiro pledged to consult with non-US securities and financial regulators in an effort to promote consistent standards and avoid conflicting requirements, where possible. [read post]
26 Jun 2012, 9:23 am
Darrell Issa’s letter to SEC Chairman Mary Schapiro about problems with IPOs such as Facebook’s. [read post]
23 Nov 2011, 8:48 am
Implementing the derivatives regulatory regime mandated by the Dodd-Frank Act and bringing this wholly unregulated market under a regulatory umbrella has presented the SEC with unique challenges, especially for the Commission as a first mover internationally, said SEC Chair Mary Schapiro in a dialogue at the Managed Funds Association Outlook 2011 seminar. [read post]
19 Feb 2009, 2:07 pm
The SEC's new chairman, Mary Schapiro, has been looking for a "tough" prosecutor to restore the agency's reputation as Wall Street's top cop and an announcement could come in days, two sources said. [read post]
11 Jun 2012, 2:52 pm
SEC Chair Mary Schapiro had presaged the issuance of the policy statement in recent testimony before the Senate Banking Committee. [read post]
11 Mar 2011, 6:50 am
But indeed he was, and on Thursday, SEC chairman Mary Schapiro answered questions from Republican lawmakers over the issue. [read post]
