Search for: "NYSE EURONEXT"
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6 Sep 2018, 7:25 am
Previously, Roisman was counsel to former SEC Commissioner Daniel Gallagher and chief counsel at NYSE Euronext. [read post]
18 Sep 2009, 4:00 am
Rather than penalize General Motors for violating the standard, the NYSE opted to abandon the standard. [read post]
22 Jul 2022, 5:07 am
Parratt, former Deputy Director in CorpFin (2003–2021); and Annemarie Tierney, former Assistant General Counsel, NYSE Euronext (2002–2008). [read post]
6 Jul 2012, 1:46 pm
SEC Staff Ready to Recommend Measures To Reform Money Funds, Senior Official Says, BNA Bloomberg Mutual Fund Directors Forum More Blog Posts: Money Market Fund Portfolio and “Shadow NAV" Information Now Available to the Public, Says SEC, Stockbroker Fraud Blog, February 16, 2012 SEC is working on issues related to asset-backed securities, credit ratings, and money market mutual funds, says Schapiro, Stockbroker Fraud Blog, January 31, 2010 NYSE Euronext Head Wants… [read post]
9 Jan 2009, 10:56 am
NYSE Euronext received that resolution again, although the company persuaded the Securities and Exchange Commission it could be excluded from the proxy (as ordinary business) in 2007. [read post]
4 Jul 2012, 2:15 pm
The proposed transaction, first announced in June, 2011, followed an earlier proposed friendly TMX/London Stock Exchange Group merger and followed also in the wake of a then recently abandoned joint bid by the NASDAQ OMX Group Inc. and IntercontinentalExchange Inc. to acquire the NYSE Euronext (following a decision by the U.S. [read post]
14 Jan 2012, 11:37 am
We also have regular visits from Nasdaq, the NYSE Euronext, the Korean Stock Exchange, the Public Company Accounting Oversight Board (PCAOB), the US House of Representatives, the US Senate and the FDIC. [read post]
16 Feb 2011, 9:00 pm
It's Less Taxing," the holding company for the combined Deutsche Börse AG/NYSE Euronext group will be registered in the Netherlands, not the U.S. or Germany. [read post]
22 Oct 2008, 5:36 pm
These views surfaced in a recently released NYSE Euronext study.Three in four companies believe that short selling should be temporarily prohibited when a stock experiences a certain level of volatility. [read post]
28 Nov 2007, 5:15 am
See Roundtable Discussion on Proxy Voting, Securities and Exchange Commission, Thursday, May 24, 2007 (Statement by Cathy Kinney, President and COO of NYSE Euronext) (“Now most people it seems have set themselves up as OBOs and so that precludes communication between the issuer and the shareholder directly and then all the communications has to then go through the broker dealers. [read post]
18 Apr 2011, 7:31 am
But Harper can’t hold a candle to Robert Greifeld, CEO of the NASDAQ OMX Group (NDAQ), which recently saw its bid for the NYSE Euronext (NYX) rebuffed. [read post]
14 Jun 2007, 12:57 am
NYSE Euronext argued that Bite Back magazine and the Animal Liberation Front were trying to force the closure of New Jersey-based Life Sciences Research and a subsidiary by harassing NYSE Euronext directors and threatening them with physical violence. [read post]
17 Mar 2008, 7:00 am
BLUENEXT is likely to benefit from the global reach of NYSE Euronext, and will probably look to expand to both North America and Asia. [read post]
17 Sep 2010, 1:19 am
Second, Judge Marrero also rejected the plaintiffs’ argument that because Alstom shares are "listed" on the NYSE, the claims of purchasers who acquired their shares anywhere in the world are cognizable under the U.S. securities laws. [read post]
3 Apr 2012, 7:53 am
; some $590,000 for NYSE Euronext (NYX) CEO Duncan L. [read post]
1 Sep 2010, 11:28 am
But Lynn Martin, CEO, NYSE Euronext, said that the exchange opposes specific ownership limitations. [read post]
6 Apr 2017, 10:57 am
DBAG had previously already been blocked to merge with NYSE Euronext in 2012. [read post]
15 Nov 2010, 5:00 am
The Defendant, SocGen, is a French bank engaged in equity derivative securities trading, and is itself traded on the Euronext Paris Stock Exchange. [read post]
18 Aug 2008, 8:38 pm
His remarks were delivered at a recent roundtable on mutual recognition.At the same time that an ever increasing share of investors' capital is allocated outside of their home countries, he noted, the markets themselves are responding through alliances and mergers of securities exchanges, including the creation of NYSE Euronext and the stake that NASDAQ has acquired in the LSE. [read post]
6 Apr 2017, 10:57 am
DBAG had previously already been blocked to merge with NYSE Euronext in 2012. [read post]
