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13 May 2022, 4:53 am
Nor is it dispositive that plaintiffs and the Williams Defendants did not have a retainer agreement with respect to the engagement, given Stone’s explanation of the agreement he had with the Williams Defendants, the advice they gave him, the acts he undertook as part of the Williams Defendants’ engagement, and his reliance on their advice (see Pellegrino v Oppenheimer & Co. [read post]
6 Jun 2021, 5:28 pm
Oppenheimer & Co. [read post]
19 May 2011, 7:16 am
Second, the Company's public filings disclosed that Oppenheimer & Co., Orchid's financial advisor, had advised the board that "no third party would likely propose a bid for the [C]ompany that would yield a result for the stockholders that would be higher than LabCorp's ... $2.80 per share indication of interest. [read post]
6 Jan 2020, 12:00 pm
HEXO Public Offering HEXO held its initial public offering in January, 2019, with CIBC Capital Markets and BMO Capital Markets as the lead underwriters and Oppenheimer & Co. [read post]
12 Apr 2024, 11:27 am
Oppenheimer & Co. [read post]
1 Jun 2020, 5:01 am
One of the former Oppenheimer & Co. [read post]
1 Jun 2020, 5:01 am
One of the former Oppenheimer & Co. [read post]
19 Mar 2019, 11:18 am
Next Financial Group Oppenheimer & Co. [read post]
4 Aug 2015, 5:53 am
Cushing Funds were underwritten by broker-dealers including: Stifel, Nicolaus & Company, RBC Capital Markets, Oppenheimer & Co., Robert W. [read post]
4 Mar 2011, 3:13 am
Co. v Coleman, 305 AD2d 151 [2003]). [read post]
13 Mar 2018, 4:12 am
. was effectively compelled by the mistakes of [defendant] counsel” (Bernstein v Oppenheim & Co., 160 AD2d 428, 430 [1st Dept 1990]) or the result of fraud or coercion (see Beattie v Brown & Wood, 243 AD2d 395 [1st Dept 1997]). [read post]
7 Mar 2008, 8:57 am
Oppenheim, Appel, Dixon & Co., 110 F.R.D. 557, 560-68 (S.D.N.Y. 1986); A.B.A. [read post]
19 Nov 2020, 6:47 am
Bernstein v Oppenheim & Co., P.C., 160 AD2d 428, 430 [1st Dept 1990]) (“A claim for legal malpractice is viable, despite settlement of the underlying action, if it is alleged that settlement of the action was effectively compelled by the mistakes of counsel. [read post]
21 Apr 2009, 2:40 am
For example, on April 16, 2009, Ashland Inc. filed a lawsuit in the Eastern District of Kentucky against Oppenheimer & Co. [read post]
7 Jun 2015, 9:30 pm
Michael Oppenheimer, Albert G. [read post]
8 May 2020, 9:25 am
Paul Liebman Wells Fargo Advisors Financial Network, LLC Oppenheimer & Co, Inc. [read post]
31 Jan 2022, 8:44 am
(CRD#:6220), BEVERLY HILLS, CA, 03/04/2014 – 05/04/2017, OPPENHEIMER & CO. [read post]
23 Jun 2014, 11:44 am
For the full findings, see FINRA Case #2010024623501 According to Tintle’s FINRA Broker Report, he was employed by Oppenheimer & Co. from September 2008 through June 2011 and Morgan Keegan & Company from November 2006 through October 2008. [read post]
8 Jan 2021, 12:30 pm
Lead underwriters for the IPO included Oppenheimer & Co., Evercore, and BMO Capital Markets. [read post]
10 Apr 2015, 2:19 pm
The topic of her panel is “EB-5 & Securities Law: Compliance in Today’s Market” and her co-panelists include Michael Homeier of Homeier & Law P.C., Ozzie Torres of Torres Law P.A. and Lili Wang of New City Advisors. [read post]
