Search for: "PRINCIPAL INVESTORS CORPORATION"
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19 Jul 2010, 8:11 pm
“One of the principal contributions of this book is to point out that many of the most effective corporate governance devices, such as certain kinds of trading and activities in the takeover market, are either heavily regulated or banned outright. [read post]
25 Jul 2014, 8:11 am
Our firm has covered the supervisory and due diligence failures concerning the sale and recommendation of Advanced Equities private placement since the SEC brought charges against the firm and its principals for selling one of its products by making material misrepresentations to investors. [read post]
19 Mar 2019, 6:00 am
Generally, the questions investors are asking can be divided into two categories: What corporate social responsibility initiatives are you adopting to mitigate your company’s contribution to climate change? [read post]
11 Jan 2008, 8:35 pm
"This seems to indicate that at least the larger public listed companies and their investors favour strong corporate governance norms.6. [read post]
22 Jan 2022, 7:56 am
Bebchuk and Roberto Tallarita; For Whom Corporate Leaders Bargain by Lucian A. [read post]
24 Jun 2010, 7:20 am
Home mortgage loans: While typically used in a corporate context, the phrase has gained currency in a personal context the financial crisis of 2007-2009. [read post]
8 Jul 2013, 5:00 am
Back in September, the SEC announced an asset freeze against Western Financial Planning Corporation and its principal Louis Schooler for a $50 million real estate fraud. that caught my eye because the SEC has little jurisdiction over real estate. [read post]
8 Jul 2013, 5:00 am
Back in September, the SEC announced an asset freeze against Western Financial Planning Corporation and its principal Louis Schooler for a $50 million real estate fraud. that caught my eye because the SEC has little jurisdiction over real estate. [read post]
18 May 2022, 1:07 pm
These bonds have significant risk and are not like traditional corporate bonds and other conservative investments. [read post]
7 Oct 2011, 6:22 pm
Limited personal liability for the shareholders, directors and officers of the company is the principal legal benefit of corporate formation. [read post]
25 Jul 2013, 1:18 pm
So, the firm loses investors, and thus capital. [read post]
10 Apr 2018, 2:40 pm
From early in the twentieth century it has been commonplace to understand that the corporation and its fiduciaries owe their highest duty of loyalty to equity holders, and that this duty requires the operation of the enterprise to maximize the value of their holdings.9 This principle of shareholder primacy continues to serve as the central principal of the legal management of corporate governance.10 From the 1960s, CSR acquired a political dimension as well.11 Milton… [read post]
7 Mar 2014, 7:47 am
These principals and representatives would remain subject to the same registration and qualification examinations of principals and representatives of other FINRA firms. [read post]
5 Aug 2017, 5:37 pm
My approach to class: The principal object of the class is to develop knowledge through discussion in class. [read post]
11 Jun 2021, 6:08 am
This post is divided into two principal parts. [read post]
27 Jul 2019, 7:37 am
Related research from the Program on Corporate Governance includes Social Responsibility Resolutions by Scott Hirst (discussed on the Forum here). [read post]
13 Sep 2010, 7:48 am
Three principals of a group of businesses that acquired and marketed life settlements to investors were arrested and charged in an 18-count indictment for their alleged roles in a $100 million fraud scheme with more than 800 alleged victims across the United States and Canada. [read post]
13 Sep 2010, 7:48 am
Three principals of a group of businesses that acquired and marketed life settlements to investors were arrested and charged in an 18-count indictment for their alleged roles in a $100 million fraud scheme with more than 800 alleged victims across the United States and Canada. [read post]
5 Jan 2007, 5:51 am
Home Depot, a principal target last year for investors frustrated over failures to tie pay to performance, this week announced the resignation of CEO Robert Nardelli, who leaves with a $210 million separation package that includes $20 million in cash severance. [read post]
19 Feb 2019, 6:22 am
A Flesh-and-Blood Perspective on Hedge Fund Activism and Our Strange Corporate Governance System by Leo E. [read post]
