Search for: "PROVIDENCE MUTUAL"
Results 221 - 240
of 15,411
Sorted by Relevance
|
Sort by Date
25 Jul 2014, 7:11 am
For example, he explained how mutual funds under the ‘40 Act must calculate their net asset values (i.e., through market quotations when readily available, and through the calculation of a fair value for assets when quotations are not readily available), but he also provided suggestions for advisers’ valuation policies and procedures. [read post]
9 Sep 2016, 7:51 am
The foregoing information, which is publicly available on FINRA’s website, is being provided by The White Law Group. [read post]
DC Circuit Resurrects Lawsuit Alleging Washington Mutual Mishandled Foreclosure - Youkelsone v. FDIC
16 Nov 2011, 5:56 am
Youkelsone alleges that WaMu engaged in wrongful conduct including delaying providing the closing documents and making active misrepresentations to the bankruptcy court. [read post]
11 Aug 2016, 5:39 am
Mutual of Enumclaw Ins. [read post]
19 Feb 2008, 8:47 am
A Mutual Legal Assistance Treaty between the US and Russia facilitated the prosecution of Former Russian Atomic Energy Chief Yevgeniy Adamov. [read post]
12 May 2010, 9:56 am
This final category is of personal interest to me, as someone with prior broker-dealer experience, so I will provide more detail on that discussion. [read post]
23 Feb 2007, 6:57 am
MAIF.In this case, notwithstanding Guttman's claim that Liberty Mutual had in fact assumed the responsibility for providing a defense, Guttman's pleadings included a statement that this was not in fact so, and the several contacts between Liberty Mutual and counsel for Robinson were evidently initiated by counsel for Robinson in order to extend an offer to vacate the default judgment if Liberty Mutual would appoint counsel, which Liberty Mutual… [read post]
21 Jan 2008, 4:44 am
SEC Official Reaffirms Mutual Fund Advisory Contract Approval ProcessAndrew Donohue, the SEC's Director of Investment Management has strongly praised the mandated process by which a mutual fund's independent directors approve the fund's investment advisory contract. [read post]
6 Sep 2018, 9:40 am
Free Consultation with a Securities Attorney The foregoing information, which is all publicly available, is being provided by The White Law Group. [read post]
12 Sep 2011, 2:26 pm
Deer (7th Cir. 2009), the Court said that it found no evidence that institutional mutual funds provide a better investment for the Plan participants than the retail mutual funds. [read post]
6 Apr 2010, 5:00 am
Woodlock ruled that whistleblower protections of the Corporate and Criminal Fraud Accountability Act of 2002 (“Sarbanes-Oxley”) apply to employees of private firms that operate and advise mutual funds (“Mutual Fund Firms”). [read post]
18 Oct 2012, 4:58 am
ING controlled which investment options were made available to the plan participants, and it provided advice about those investment options. [read post]
9 Feb 2023, 9:30 am
” Tapestry provided a coverage notice to FM citing the COVID-19 Pandemic. [read post]
13 Nov 2008, 7:36 pm
For more than 155 years, MassMutual has maintained long-term focus, providing the strength and stability our policyholders expect. [read post]
21 Jan 2012, 3:36 pm
Mutual Management Services took an assignment of debts Richard and Kimberly Swalve allegedly owed to three medical providers. [read post]
23 Nov 2005, 9:39 am
The Workers' Compensation Research Institute (WCRI) issued a report entitled The Impact of Provider Choice on Workers' Compensation Costs and Outcomes. [read post]
29 Nov 2009, 8:37 pm
* He is dealing with the paradox of wanting to be a colleague but knowing his role as boss: "to sustain, provide and sometimes to teach, but not necessarily be a friend. [read post]
29 Jun 2021, 8:06 am
Further, the firm allegedly failed to disclose a revenue sharing arrangement it had with unaffiliated clearing brokers that offered a no-transaction fee (NTF) platform, which provided Crown Capital access to certain mutual funds. [read post]
31 Mar 2008, 12:04 am
Once the comparability assessment is completed, this would provide the basis for further discussions between the SEC and ASIC regarding a formal mutual recognition arrangement, which would include specific discussion of the extent to which, and under what circumstances, U.S. and Australian securities exchanges and market participants could operate in each other's markets and would articulate the additional cooperation arrangements that would be necessary and appropriate… [read post]
13 May 2010, 8:00 am
Some insurance defense counsel and insurers provide little or no useful information in response to discovery requests. [read post]
