Search for: "R & M Investors LLC"
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10 Feb 2011, 8:13 am
Rubin Schron Fillmore Capital Partners, LLC Fillmore Strategic Investors, LLC Pearl Senior Care, Inc. [read post]
7 Aug 2015, 6:00 am
Since, I’m off the bike, these are some of the compliance-related stories that recently caught my attention. [read post]
18 May 2020, 4:59 pm
Perhaps the most discussed and hotly debated corporate finance/contracts case of the last year was Windsteam LLC v. [read post]
26 Jan 2024, 4:00 am
Morris’ client, R. [read post]
14 Sep 2018, 6:12 am
Kay, Pay Governance LLC, on Wednesday, September 12, 2018 Tags: Accountable Capitalism Act, Boards of Directors, Corporate forms, Incorporations, Political spending, Repurchases, Securities regulation, Shareholder primacy, Shareholder value, Short-termism, Stakeholders, State law Citizens United as Bad Corporate Law Posted by Jonathan R. [read post]
1 Feb 2019, 10:51 am
Kenneth R. [read post]
3 Sep 2014, 4:38 am
Activist fund manager Phil Goldstein of Bulldog Investors LLC, which has $570 million in assets, said he would prefer that the SEC required corporations to publicly disclose the record date and meeting date when they make their inquiry to identify their investors. [read post]
13 Nov 2007, 5:50 am
Since the early 90's, only a select group of large patent holders controlled the majority of IP rights, leaving smaller players with little recourse in establishing and protecting innovative IP rights.According to Raymond Millien (PCT Capital LLC), and Ron Laurie (Inflexion Point Strategy LLC), we are now living in an era of "IP for the masses"where the IP marketplace operates according to the Golden Rule -- those with the gold (i.e., IP rights) can now make the… [read post]
1 Jun 2018, 6:07 am
Seraydarian and Monica M. [read post]
4 Sep 2020, 6:31 am
Bell, Brian M. [read post]
20 Mar 2012, 7:11 am
That company is AboveNet (ABVT), which said yesterday that it would be bought by Zayo Group LLC for about $2.2 billion, or roughly a 13% premium over Friday’s close, and a 29% premium over its $66.25 close on the day we published our report. [read post]
14 Feb 2020, 6:31 am
Schwarcz (Duke University), on Tuesday, February 11, 2020 Tags: Contracts, Credit default swaps, Derivatives, Risk, Securities regulation, Swaps S&P 500 CEO Compensation Increase Trends Posted by Aubrey Bout, Brian Wilby, and Perla Cruz, Pay Governance LLC, on Tuesday, February 11, 2020 Tags: Compensation disclosure, Equity-based compensation, Executive Compensation, Incentives, Management, Pay for… [read post]
16 May 2011, 9:48 pm
Related Web Resources: UBS Financial Reaches $160M Settlement with the SEC and Justice Department Over Securities Fraud, Antitrust, and Other Charges Related to Municipal Bond Market, The Bond Buyer, May 5, 2011 UBS to Pay $160 M to Resolve Charges Over Muni Bond Market Probe, BNA Securities Law Daily, May 5, 2011 United States Justice Department Internal Revenue Service Securities and Exchange Commission More Blog Posts: UBS Financial Services Fined $2.5M and Ordered to Pay $8.25M… [read post]
4 Sep 2012, 9:12 pm
The arbitration proceedings were seldom used, only 6 times according to Professor Steven M. [read post]
25 Oct 2019, 6:31 am
Johnson (Suffolk University), Jonathan M. [read post]
20 Nov 2020, 6:00 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Saturday, November 14, 2020 Tags: Boards of Directors, Conflicts of interest, Corporate fraud, Corwin, Delaware cases, Delaware law, Disclosure, Fiduciary duties, Liquidity, Management, Merger litigation, Mergers & acquisitions, Private equity, Securities litigation, Shareholder suits Statement of Commissioners Peirce and Roisman on Andeavor… [read post]
19 Oct 2018, 6:08 am
Pushing the Boundaries of Securities Law Posted by Usha R. [read post]
27 Apr 2012, 11:26 am
In 2009, prior to the passage of Dodd-Frank and when whistleblowers were literally hundreds of times scarcer, Earle went to the SEC and revealed a pattern of misleading investors at his company, Pipeline Trading Systems LLC. [read post]
5 Oct 2015, 9:10 am
UBS Realty Investors, LLC and ruled that Connecticut’s Constitution does apply such protection. [read post]
22 Mar 2016, 3:25 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
