Search for: "Securities Investor Protection Corporation"
Results 221 - 240
of 4,446
Sorted by Relevance
|
Sort by Date
28 Oct 2008, 2:20 pm
Second, Donald Langevoort has a paper called The SEC, Retail Investors, and the Institutionalization of the Securities Market recently posted to SSRN. [read post]
20 Feb 2007, 6:43 am
It also appears that the SEC is trying to protect big accounting firms from large lawsuits filed by companies and investors. [read post]
26 Sep 2023, 4:00 am
” This discussion comes about when the SEC has had “Regulation D and Form D Improvements” on the Reg Flex Agenda for some time now, and Commissioner Crenshaw caused a stir at this year’s Northwestern Securities Regulation Institute by noting several areas of concern with Rule 506 and the rise of unicorns that utilize the exemption, including those related to investor protection, inflated valuations, corporate governance and the impact on… [read post]
7 Oct 2008, 7:40 pm
These arrangements are used frequently in closely held corporations in order to provide market-mimicking protection for investors, particularly minority shareholders, in closely-held firms. [read post]
18 May 2023, 9:01 pm
The Commission has proposed several rules that are designed to protect investors in our capital markets from cyber risks. [read post]
10 Oct 2017, 7:41 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
9 Jul 2018, 7:31 am
Other issues relevant to fixed income market structure OIA will review include rulemakings impacting municipal securities and corporate bond investors. [read post]
16 Dec 2008, 7:00 pm
A day after the Securities Investor Protection Corporation moved to liquidate Bernard L. [read post]
26 Feb 2019, 7:36 am
That the CDs were issued by a foreign bank has also been problematic for investors, since their investments were not protected under the Securities Investors Protection Corporation. [read post]
1 Oct 2010, 4:12 am
The Ponzi Scheme Investor Protection Act of 2010, HR 5032, would amend the Securities Investor Protection Act with respect to the duties of a trustee appointed for a, SEC-registered broker or dealer undergoing liquidation. [read post]
10 Apr 2017, 8:53 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
1 Feb 2024, 9:05 pm
Several commentators think that these actions are an important mechanism to protect investors in the securities market, which can in turn enhance firms’ value and liquidity (see, eg, Seligman 1994; Fox 2009; Sale and Thompson 2015). [read post]
26 Aug 2011, 2:00 am
Today we continue our weekly installment highlighting the best of the corporate and securities blogosphere for the past week. [read post]
31 Mar 2017, 9:09 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
20 Oct 2017, 6:09 am
These services require that investors of all sizes, with diverse investment strategies, are able to bring forth issues relevant to the success of the corporation through the shareholder proposal process. [read post]
4 Feb 2010, 8:21 am
Investors are starting to file arbitration claims against their Lehman brokers, in an attempt to collect their losses on investments in Lehman principal protected notes. [read post]
10 Oct 2019, 6:31 am
The subsequent voluminous literature on law and finance explores the role of the legal tradition, imposed by colonial powers, as well as corporate law, shareholder and creditor protection, securities legislation, and regulatory features on corporate control and finance (see La Porta, Lopez-de-Silanes, and Sheifer (2006) for an overview). [read post]
13 Jul 2017, 5:40 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
12 Feb 2017, 6:34 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
18 Mar 2024, 2:05 pm
It has set up Action Alert calling on whistleblower supports to join them in urging Congress to pass the bill and protect internal corporate whistleblowers. [read post]
