Search for: "U.S. Commodity Futures Trading Commission"
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7 Apr 2022, 6:10 am
This framework would harmonize with the SEF framework promulgated by our sibling agency, the Commodity Futures Trading Commission (CFTC). [read post]
7 Apr 2022, 6:10 am
This framework would harmonize with the SEF framework promulgated by our sibling agency, the Commodity Futures Trading Commission (CFTC). [read post]
6 Apr 2022, 4:37 pm
Commodities Futures And Trading Commission (“CFTC”). [read post]
4 Apr 2022, 9:01 pm
In particular, I’ve asked staff to work with the Commodity Futures Trading Commission (CFTC) on how we jointly might address such platforms that might trade both crypto-based security tokens and some commodity tokens, using our respective authorities. [read post]
31 Mar 2022, 1:19 pm
Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
30 Mar 2022, 12:13 pm
On March 16, the Chairman of the Commodity Futures Trading Commission (CFTC), Rostin Behnam, gave the keynote address at the Futures Industry Association’s (FIA) 2022 International Futures Industry Conference. [read post]
28 Mar 2022, 10:32 am
Historically, the Securities and Exchange Commission (SEC), the Commodity Futures Trading Commission (CFTC), and the Financial Crimes Enforcement Network (FinCEN) have played the primary roles in regulating digital assets, with the FTC and CFPB largely taking a wait-and-see approach. [read post]
24 Mar 2022, 9:03 pm
Commodity Futures Trading Commission’s report on the impacts of climate change was a “testament to both the urgent need for regulatory action and an emerging universal understanding of climate risks. [read post]
23 Mar 2022, 9:04 pm
Outside the U.S. federal government, Esteban is also the Chair of the Codex Alimentarius Commission Committee on Food Hygiene. [read post]
20 Mar 2022, 7:44 pm
Commodity Futures Trading Commission with “useful information at the earliest stages of the investigation” and supplemental information later on will be awarded $10 million. [read post]
17 Mar 2022, 10:15 am
Other registered entities have expressed interest in exploring similar models, said Behnam.Given the potential impact on clearing members and futures commission merchants (FCMs), who play a critically important risk management role and currently hold more than $456 billion in customer funds, it is paramount to be transparent and provide an opportunity to hear from the public, said Behnam. [read post]
14 Mar 2022, 7:47 am
Reinforcing U.S. [read post]
10 Mar 2022, 1:50 pm
Commodity Futures Trading Commission (CFTC) announced two whistleblower awards totaling approximately $500,000. [read post]
9 Mar 2022, 9:03 am
The order also requests the relevant federal agencies and departments to explore and submit a report on the adoption of a U.S. central bank digital currency. [read post]
8 Mar 2022, 12:51 pm
Through a press release, the Commodity Futures Trading Commission (CFTC) announced the filing of an enforcement action against five individuals and five companies with misappropriation and violations of registration in connection with a scheme involving foreign currency exchanges (“forex”.) [read post]
7 Mar 2022, 8:43 am
Consequently, these methods of communications can mean that FIs are in breach of their regulatory requirements and can pose difficulties for FIs in complying with regulators’ requests for communications records, as evidenced by the US$200 million fine the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) imposed last year on a major U.S. investment bank. [read post]
3 Mar 2022, 2:41 pm
FinCEN and the Commodity Futures Trading Commission found that BitMEX was operating as an unregistered futures commission merchant under the BSA, and that it failed to comply with the BSA’s AML program requirements, including by failing to maintain an adequate customer identification program. [read post]
18 Feb 2022, 10:02 am
Attorney’s Office for the Southern District of New York today announced criminal charges in a parallel action and the Commodity Futures Trading Commission (CFTC) has also reportedly announced civil charges against him. [read post]
18 Feb 2022, 7:27 am
Attorney’s Office for the Southern District of New York today announced criminal charges against Velissaris, and the Commodity Futures Trading Commission (CFTC) announced civil charges against him. [read post]
10 Feb 2022, 9:03 pm
Senate committee, Rostin Benham, head of the Commodity Futures Trading Commission (CFTC), advocated a “coordinated federal approach” to regulate cryptocurrency and other digital asset commodities. [read post]
