Search for: "Bill Walls"
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28 Nov 2022, 3:50 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6780/securities-industry-commentator/Sexism on Wall Street: The Cowardly Silence of FINRA's Board of Governors (BrokeAndBroker.com Blog)NOTICE TO CFP® PROFESSIONALS REGARDING FINANCIAL ADVICE ABOUT CRYPTOCURRENCY-RELATED ASSETSVirtu Financial Sues SEC Citing Violation of the Freedom of Information ActVirtu Financial,… [read post]
29 Jan 2019, 4:34 pm
Since even before he took office, President Trump has called for a physical wall along the southern border of the United States. [read post]
21 May 2014, 4:07 am
Check Kiting Hypocrisy Flies High At FINRACheck kiting has apparently become an enforcement priority on Wall Street . . . at least when it involves the industry's men and women. [read post]
1 Oct 2007, 8:43 pm
The House, for example, has passed a bill to ban patents on tax-planning strategies. [read post]
22 May 2017, 1:14 pm
I am no opponent of Wall Street regulation. [read post]
12 Feb 2008, 2:37 am
As reported by the Wall Street Journal's Law Blog:"Famed plaintiffs lawyer Bill Lerach received a two-year sentence today for his role in the alleged kickback scheme at Milberg Weiss. [read post]
23 Dec 2005, 11:11 am
The US House of Representatives passed [JURIST report] a controversial border security bill [text, PDF] earlier [read post]
29 Jan 2021, 10:02 am
Securities and Exchange Commission (SEC) Whistleblower Reward Program created by the Dodd-Frank Wall Street Reform and Consumer Protection Act following the 2008 financial crisis. [read post]
7 Sep 2021, 3:37 am
4 questions for Wall Street fraud expert Bill Singer with Host Julie Coleman, Financial Planning Podcast(BrokeAndBroker.com Blog)http://www.brokeandbroker.com/6048/bill-singer-julie-coleman/In a new episode of the Financial Planning podcast hosted by reporter Julie Coleman, lawyer Bill Singer answers four questions:Why is fraud so difficult for wealth managers to detect and prevent? [read post]
11 Dec 2014, 2:45 am
Wall Street Journal, Funding Bill: The Losers: House and Senate negotiators unveiled Tuesday evening a $1.1 trillion agreement to fund the U.S. government for the next fiscal year, and some federal government agencies, their staffs and the people they serve got some bad news. ... [read post]
3 Dec 2006, 9:45 am
Known as the Wal-Mart Bill because of its purpose... [read post]
16 Dec 2016, 8:00 am
"The Bill of Rights in the 21st Century": The U.S. [read post]
3 Mar 2011, 12:50 pm
Read the article: The Wall Street Journal [read post]
1 May 2010, 11:29 am
If this financial-regulation bill is so desperately needed, why did House Democrats lard it up with this power grab at the FTC? [read post]
22 Mar 2018, 11:32 am
Put differently, the funds can’t be used to build the kind of new wall prototypes that President Trump viewed on a recent trip to Southern California. [read post]
23 Mar 2012, 8:38 am
Rob BostonWall of SeparationDangerous voucher bills are moving forward in Louisiana. [read post]
6 Jan 2017, 4:47 am
That barrier was never constructed, but the law did not include a sunset provision, allowing Republicans to seek funding for a program already on the books.The GOP could tie money for Trump’s wall into a must-pass spending bill that would put Democrats in the position of having to shut down the government if they choose to oppose it.The shift, from forcing Mexico to pay to sending the Mexican government a bill once the wall is built, alters one of… [read post]
13 Apr 2010, 10:37 am
Joe Bel Bruno, Star Manager is Charged in Subprime SEC Action, Wall St. [read post]
19 Jan 2010, 12:07 pm
What does Wall Street fear worse? [read post]
15 Oct 2015, 3:30 pm
Because “The Wolf of Wall Street” was based on a true story, and billed as such, it was reasonable for someone who knew the plaintiff to associate Koskoff with Greene to such an extent that they are convinced the depiction is not fiction, but fact. [read post]
