Search for: "CITIGROUP GLOBAL MARKETS INC" Results 241 - 260 of 427
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12 Aug 2015, 9:08 am by Adam Weinstein
– $250,000 Central States Capital Markets, LLC – $60,000 Citigroup Global Markets Inc. [read post]
6 Dec 2011, 4:55 pm
This settlement must be approved by US District Judge Jed Rakoff, who just last week rejected the proposed $285M securities settlement between Citigroup Global Markets Inc. and the Securities and Exchange Commission. [read post]
1 Mar 2010, 7:11 pm
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: http://duncanbucknell.com/subscribe/   Highlights this week included: Chairman Leahy announces ‘tentative agreement in principle’ on Patent Reform Bill (Patent Docs) (IP Watch) (Patently-O) (IAM) CAFC reverses ITC finding of non-infringement of design patent: Crocs, Inc v ITC (Inventive Step) (ITC Law Blog) (Class 99) (IP Frontline)   Global Global… [read post]
1 Mar 2010, 7:11 pm
You can separately subscribe to the IP Think Tank Global Week in Review at the Subscribe page: http://duncanbucknell.com/subscribe/   Highlights this week included: Chairman Leahy announces ‘tentative agreement in principle’ on Patent Reform Bill (Patent Docs) (IP Watch) (Patently-O) (IAM) CAFC reverses ITC finding of non-infringement of design patent: Crocs, Inc v ITC (Inventive Step) (ITC Law Blog) (Class 99) (IP Frontline)   Global Global… [read post]
10 Mar 2014, 10:55 am by D. Daxton White
Roberts within 30 days after service of the award, Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC are jointly and severally liable for and shall pay the outstanding sum to Claimants and Respondents Citigroup Global Markets, Inc. and Morgan Stanley Smith Barney, LLC shall be subrogated to Claimants’ rights to the extent of payment. [read post]
16 May 2008, 7:21 am
Updated: Just to clear up one possible confusion that may be afflicting some corporate readers or traders: This afternoon the Court wasis scheduled to hear oral arguments in the case In re Citigroup Global Markets, Inc., No. 08-0289, which is the pending Clear Channel merger litigation. [read post]
6 Nov 2008, 6:31 am
Tomorrow, I will discuss the effect of the Protocol agreement in court litigation.The major players, Citigroup Global Markets, Inc. [read post]
22 Jan 2007, 12:32 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKCivil Practice Stakeholder Denied Interpleader Complaint's Dismissal or Abstention Favoring New Jersey Action Citigroup Global Markets Inc. v. [read post]
15 Dec 2020, 9:45 am by Silver Law Group
The tip related to the “fraudulent marketing and selling of a proprietary foreign currency trading program” by Morgan Stanley and its affiliate broker-dealer Citigroup Global Markets, Inc. [read post]
8 May 2020, 9:25 am by Silver Law Group
  Avelino Cortina III   AC3 Capital, LLC   Wells Fargo Advisors,LLC  William Despard   Morgan Stanley   Citigroup Global Markets Inc. [read post]
1 Nov 2019, 5:49 am by Alan Rosca
Cohen Has Worked with Citigroup Global Markets in New York State Since February of 2019; Cohen Has 36 Years in the Securities Industry with 11 Firms David N. [read post]
1 Nov 2019, 5:49 am by Alan Rosca
Cohen Has Worked with Citigroup Global Markets in New York State Since February of 2019; Cohen Has 36 Years in the Securities Industry with 11 Firms David N. [read post]
31 Mar 2023, 6:18 am by Unknown
As of February 2019, the defendants were participants in five VPFCs with Citibank under which nearly 29.5 million Knight-Swift shares were pledged.In August 2019, the defendants asked Citigroup Global Markets Inc. [read post]