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3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner… [read post]
24 Sep 2012, 1:17 pm
The 22 Energy Producers include: (1) ExxonMobil Corporation; (2) BP P.L.C.; (3) BP America, Inc.; (4) BP Products North America, Inc.; (5) Chevron Corporation; (6) Chevron U.S.A., Inc.; (7) Conocophillips Company; (8) Royal Dutch Shell PLC; (9) Shell Oil Company; (10) Peabody Energy Corporation; (11) The AES Corporation; (12) American Electric Power Company, Inc.; (13) American Electric… [read post]
15 Apr 2009, 7:30 am
Arrow Financial Services 58 Asset Acceptance 106 Atlantic Credit & Finance 245 Cach, LLC 8 Cap One Bank 445 Cavalry Portfolio Services, LLC 18 Cresent Recovery LLC 5 Delta Capital Resources, LLC 54 Harvest Credit Management, LLC 1 Hilco Receivables LLC 15 LHR Inc 1 Lionheart Funding LLC 1 LVNV… [read post]
31 Oct 2011, 1:55 pm
Last week the Financial Services Committee of the U.S. [read post]
14 Jun 2012, 12:16 am
It provides features for internal corporate use that are similar to those found on Facebook Inc. [read post]
23 Oct 2019, 12:39 pm
Dominion Energy, Inc. [read post]
18 Mar 2014, 1:12 pm
Aninat Schwencke & Cia is one of the most prestigious full-service law firms in Chile, with extensive international experience in corporate and M&A; litigation; antitrust and competition; arbitration and ADR; banking and finance; bankruptcy, insolvency and restructuration; capital markets and securities; construction; consumer rights; contracts and civil responsibility; estates and trusts; foreign investment; government contracts and procurement; international… [read post]
5 Oct 2017, 8:57 am
”) ProgressOhio.org., Inc. v. [read post]
24 Sep 2014, 5:52 am
According to FINRA, United Private Capital, Inc. was a corporate entity that was established as an investment vehicle for FOREX currency trading. [read post]
2 Jul 2020, 4:13 am
K11 Group Limited, Consolidated Oppositions Nos. 91230955, 91230956, and 91236465 [Section 2(d) oppositions to registration of the marks K11 in standard and stylized forms, and the mark ATELIER K11 (stylized) for "Leasing and rental of real estate, real estate agency services, real estate management services, real estate valuation services, real estate appraisal, real estate brokerage, real estate investment services, rental of offices and apartments;… [read post]
6 Sep 2013, 12:15 pm
Morgan Jeff Pickett, Managing Partner, Connor Group 9:10–10:00am Panel 2: State of the Market for Mergers and Acquisitions MODERATOR Justin Hovey, Partner, Pillsbury SPEAKERS Dan Atler, CFO, Meraki Networks, a Cisco Company Lester Liu, Head of Corporate Development and M&A Execution, VISA Richard Perkins, Tax partner, M&A Transaction Services, Deloitte Tax LLP Drago Rajkovic, Managing Director, Head of Technology Mergers & Acquisitions, J.P. [read post]
4 Nov 2014, 10:07 am
[This story previously appeared in Securities Regulation Daily.]By Amy Leisinger, J.D.Institutional Shareholder Services Inc. [read post]
17 Jun 2019, 1:29 pm
“Elevate now provides services to over one hundred Global 1000 corporations and over twenty global law firms,” says Brown. [read post]
27 Apr 2018, 6:01 am
Steinman, Fried, Frank, Harris, Shriver & Jacobson LLP, on Thursday, April 26, 2018 Tags: Boards of Directors, Capital structure, Controlling shareholders, Corwin, Delaware cases, Delaware law, Dual-class stock, Mergers & acquisitions, Minority shareholders, Ownership structure, Securities regulation Testimony before the Financial Services and General Government Subcommittee of the House Committee on… [read post]
30 Jun 2011, 8:36 am
Dow Corning Corporation, 816 F. [read post]
6 Jul 2012, 9:17 am
Maple Group (whose investors are Alberta Investment Management Corporation, Caisse de dépôt et placement du Québec, Canada Pension Plan Investment Board, CIBC World Markets Inc., Desjardins Financial Group, Dundee Capital Markets Inc., Fonds de solidarité des travailleurs du Québec (F.T.Q.), National Bank Financial & Co. [read post]
26 Oct 2009, 5:38 am
On Sunday, Capmark Financial Group Inc. [read post]
8 Nov 2020, 5:05 pm
At its peak in 2006, the company achieved a market capitalization of nearly $1 billion. [read post]
27 Mar 2014, 5:40 am
The Financial Industry Regulatory Authority (FINRA) sanctioned and fined Hantz Financial Services, Inc. [read post]
16 Mar 2011, 2:01 am
In addition, three companies (Official Payments Corporation at 888-872-9829, Link2Gov Corporation at 888-729-1040, and RBS WorldPay, Inc. at 888-972-9829) are authorized service providers for purposes of accepting credit card charges from both electronic and paper filers. [read post]
