Search for: "Capital One Financial Services"
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25 Sep 2018, 7:35 am
Former Capital Financial Services, Inc. [read post]
28 Jul 2013, 10:20 pm
Financial services regulation need not be so limited, however. [read post]
20 Sep 2022, 9:01 pm
However, one key element to a successful reform is permanency. [read post]
8 Feb 2022, 4:39 am
This includes the need to revise some of the definitions used in the Capital Requirements Directive IV and Capital Requirements Regulation (CRD/CRR) and in Solvency II (e.g. [read post]
31 Jul 2023, 9:01 pm
A focus on resiliency of institutions through capital strength in the wake of that turmoil appears to be one driver behind the banking agencies’ departure from prior “capital neutrality” statements and the greater-than-expected increase in capital under the proposal. [read post]
17 May 2021, 3:00 am
Speaking before the SEC’s 8th Annual Conference on Financial Market Regulation, SEC Chair Gary Gensler reportedly stated that the Staff was working on a new rule addressing disclosure of human capital metrics. [read post]
16 May 2011, 10:11 am
Recently, the Financial Services Committee heard testimony regarding the role private equity firms play in preserving existing jobs and creating new ones by providing capital to struggling and growing companies. [read post]
9 Oct 2007, 12:40 pm
The NASD imposed a $200,000 fine against EKN Financial Services Inc. and levied sanctions against the firm's CEO, President, Head Trader and Financial and Operations Principal for improper short selling in connection with three unregistered PIPE securities offerings. [read post]
7 Apr 2022, 4:10 am
Like so many government agencies, the SEC has to wisely use its limited resources to regulate a substantial part of the financial services industry and the capital raising activities and disclosure of all public companies. [read post]
25 Mar 2024, 2:07 pm
In a recent guest essay for The New York Times, Aaron Klein of the Brookings Institution claims that the merger between Capital One and Discover would “keep intact the broken and predatory system in which credit card companies profit handsomely by rewarding our richest Americans and advantaging the biggest corporations. [read post]
14 Dec 2014, 1:02 pm
The current policy statement applies only to financial institutions below $500 million in assets. [read post]
11 Nov 2017, 3:23 am
A financial buyer is usually a private equity firm, a venture capital firm, or other institutional investor. [read post]
21 May 2009, 2:42 am
In a letter to the leaders of the House Financial Services Committee, groups ranging from the American Bankers Association to the Financial Services Roundtable said that FASB's emphasis on mark-to-market not only results in misleading information in a distressed market, but can also result in misleading information in a typical market. [read post]
2 Apr 2020, 7:48 pm
APRA’s full report on its progress of the recommendations made from the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) is available in APRA Insight 2020 Issue One. [read post]
13 Jul 2018, 7:21 am
Participants will have the opportunity to earn one free CLE credit by attending the live hour-long webinar. [read post]
15 Mar 2018, 7:16 am
A similar bill previously sailed through the House Financial Services Committee and was approved by the House by voice vote. [read post]
30 Apr 2019, 1:28 pm
Advisor William Gordan (Gordan), currently employed by Capital Financial Services, Inc. [read post]
20 May 2008, 3:54 pm
One of the most significant advantages of the open source business model is the reduction of the cost of sales and marketing. [read post]
24 Jan 2011, 2:02 pm
In the case of financial institutions, therefore, the public desirability of more equity capital meets an opposing force from the tax system. [read post]
19 Oct 2023, 6:07 am
“Digital financial asset business activity” under the Act means any of the following: exchanging, transferring or storing a digital financial asset or engaging in digital financial asset administration, whether directly or through an agreement with a digital financial asset control services vendor; holding electronic precious metals or electronic certificates representing interests in precious metals on behalf of another person or… [read post]
