Search for: "D&A Equities, LLC" Results 241 - 260 of 902
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3 Oct 2022, 4:25 am by Peter J. Sluka
By August of 2013, however, Ripple had elected not to proceed with the Series A equity raise. [read post]
9 Apr 2020, 6:58 am by Renae Lloyd
The sales compensation recipients were purportedly The PrinceRidge Group LLC and Sanders Morris Harris, according to the Reg D. [read post]
28 Mar 2010, 11:30 pm by Peter A. Mahler
D'Agostino, 21 AD2d 60 (1st Dept 1964), an intermediate appellate court interpreted "good faith" as used in the latter statute as meaning: [Directors] may not assume and engage in the promotion of personal interests which are incompatible with the superior interests of their corporation. [read post]
31 Jan 2018, 4:52 am by Steve Dickinson
Holding Company B is in turn owned by three private equity funds: Equity Funds C, D and E. [read post]
22 Jul 2013, 5:00 am by Doug Cornelius
The default would be to put together a questionnaire and just use the text of Rule 505(d). [read post]
19 Jun 2018, 2:30 am by Colby Pastre
Key Findings: Taxes on sugar-sweetened beverages are proposed with the promise to improve public health outcomes, but they come with equity concerns because of their regressive nature. [read post]
3 Jul 2010, 9:13 pm by Victoria Ring
The mortgage debt would be reported on Schedule D. [read post]
23 May 2010, 12:36 pm by Larry Ribstein
The choice of a Delaware court is not too surprising here given control of the corporation by a private equity group, Brazos Private Equity Partners, LLC, based in Dallas. [read post]
11 Dec 2023, 9:05 pm by renholding
In 2012, Delaware law began to constrain the role of equity. [read post]
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors… [read post]