Search for: "Department of Professional and Financial Regulation"
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30 Aug 2023, 12:11 pm
Providers of digital asset services would be subjected to tax reporting regulations akin to those governing brokers of securities and analogous financial instruments, as outlined in the inaugural set of proposed regulations delineating protocols for assets like cryptocurrency and nonfungible tokens. [read post]
30 Aug 2023, 12:11 pm
Providers of digital asset services would be subjected to tax reporting regulations akin to those governing brokers of securities and analogous financial instruments, as outlined in the inaugural set of proposed regulations delineating protocols for assets like cryptocurrency and nonfungible tokens. [read post]
4 Feb 2022, 11:06 am
If you have questions about obtaining a license or you have received notification from the Illinois Department of Financial and Professional Regulation (IDFPR) that you are being investigated, call The Law Offices of Joseph J. [read post]
15 Feb 2023, 4:25 pm
In addition to the risk of a “clawback,” or having to pay back the insurer for payments found to be in error, practitioners who fail audits face disciplinary actions from the private health insurance company, the Centers for Medicare & Medicaid Services (CMS), and the Illinois Department of Financial and Professional Regulation (IDFPR). [read post]
1 Feb 2022, 7:00 am
For most businesses, this falls on the Accounting department. [read post]
3 Mar 2015, 3:17 am
To obtain the owed child support, the department may take any of the following actions against your former spouse:Hire a private collection agency to obtain the money;Contact the Illinois Department of Professional Regulations and have his or her vocational or professional licenses suspended;Seize any of his or her federal or state tax returns;Contact the Illinois Comptroller to submit reports of the negligence to credit bureaus;Contact the United States… [read post]
3 Mar 2015, 3:17 am
To obtain the owed child support, the department may take any of the following actions against your former spouse:Hire a private collection agency to obtain the money;Contact the Illinois Department of Professional Regulations and have his or her vocational or professional licenses suspended;Seize any of his or her federal or state tax returns;Contact the Illinois Comptroller to submit reports of the negligence to credit bureaus;Contact the United States… [read post]
6 Sep 2018, 6:52 am
We asked financial professionals across the nation for their thoughts on the SEC’s effort. [read post]
16 Jan 2020, 3:45 pm
BI FAQ also states that dually registered financial professionals, i.e., natural persons who are both associated with a broker-dealer and a supervised person of an investment adviser, must consider both brokerage and advisory accounts when making an account recommendation. [read post]
9 Mar 2016, 3:31 am
Brokers who advise retirement investors are bracing for more intense regulation under the Labor Department’s new “fiduciary” rule, and some are already planning to reduce the business they do. [read post]
18 Sep 2020, 11:36 am
The long-awaited proposed changes to the Department of Interior’s Financial Assurance Rule (“Proposed Rule”) were finally announced yesterday by the Trump Administration. [read post]
26 Dec 2013, 5:53 pm
Department of Labor Office of Inspector General. [read post]
9 Dec 2010, 12:00 pm
Examples include many IT positions, engineers and financial analysts. [read post]
5 Jun 2018, 5:28 pm
The plaintiffs in the False Claims Act suit alleged that the HotChalk provided forms of incentive payments to its employees responsible for recruiting student in violation of Department of Education regulations prohibiting companies involved in federal student grant and loan programs from paying commissions or incentive compensation. [read post]
1 Apr 2015, 5:30 am
The Division of Insurance Fraud, in partnership with the Department of Business & Professional Regulation, the Manatee County Sheriff’s Office, Holmes Police Department and Manatee County Code Enforcement executed the sting over a three-day period, calling for contractors to perform services at an uninhabited home in Manatee County. [read post]
23 Oct 2014, 6:30 am
The Rethinking Regulation program is a multi-disciplinary community comprised of faculty members and graduate/professional students from many academic departments and professional schools at Duke, UNC-Chapel Hill, and North Carolina State University. [read post]
3 Jun 2019, 2:11 pm
”“State securities regulators have long recognized the importance of protecting those who serve our communities and our nation from financial exploitation. [read post]
22 Jul 2011, 1:13 pm
The Florida Department of Financial Services noted Ms. [read post]
14 Oct 2018, 1:44 pm
The USPAP is informed by both federal and state laws; as well as precedent setting case record; and rules and regulations of the ORPTS. [read post]
21 Aug 2018, 9:30 pm
The Virginia Department of Health Professions, for example, can permanently disqualify a surgeon from practicing medicine for professional failings, and it may even pursue investigations against offending surgeons. [read post]
