Search for: "E*TRADE Clearing, LLC" Results 241 - 260 of 555
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
24 Mar 2021, 12:40 pm by Ad Law Defense
Bumble Trading Inc. et al., 5:18-cv-06868 (ND. [read post]
29 Mar 2019, 2:49 pm by Anthony Zaller
Border Transportation Group, LLC (2018) 28 Cal.App.5th 558, explained that “Dynamex makes clear that the question in part C is not whether [Border Transportation] prohibited or prevented [plaintiff] from engaging in an independently established business. [read post]
3 Aug 2022, 4:37 am by Andrew Lavoott Bluestone
While offering a limited warranty “that any numismatic item sold is authentic (i.e., not counterfeit, that its date or mintmark has not been altered, and that the coin has not been repaired as those terms are used in the trade),” Stack’s made clear that “all other warranties of authenticity of authorship, whether express or implied, [were] disclaimed” (Terms of Sale ¶ 16). [read post]
23 Aug 2011, 12:09 pm by Michael H. Cohen
It encourages the FDA to base its decisions on “sound science,” with a process that is “clear, predictable, straight forward and fair.... [read post]
5 Jan 2016, 1:09 pm by Julie O'Neill and Adam Fleisher
 That is, if the advertisement is only a small part of the overall video, the disclosure must be “delivered as close as possible to the advertising messag[e]” itself. [read post]
12 Oct 2022, 4:52 am by Andrew Lavoott Bluestone
While offering a limited warranty “that any numismatic item sold is authentic (i.e., not counterfeit, that its date or mintmark has not been altered, and that the coin has not been repaired as those terms are used in the trade),” Stack’s made clear that “all other warranties of authenticity of authorship, whether express or implied, [were] disclaimed” (Terms of Sale ¶ 16). [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
3 Jun 2022, 6:49 am by Raquel Leslie, Brian Liu
  U.S. sanctions have also not stopped Sino-Russian trade completely. [read post]
29 May 2013, 11:36 am by John Elwood
Thanks to Jeremy Marwell and V&E summer associate Varun Jain for compiling and drafting this update. [read post]
14 Nov 2023, 9:01 pm by renholding
LLC for failing to provide complete and accurate securities trading information, known as blue sheet data, to the SEC. [read post]
He cleared fence rows and creek areas, tore down a barn, bush-hogged, cleared underbrush, filled ditches, and removed weeds. [read post]
He cleared fence rows and creek areas, tore down a barn, bush-hogged, cleared underbrush, filled ditches, and removed weeds. [read post]
2 Oct 2017, 4:50 pm by Kevin LaCroix
”   But the outer edges of insider trading law are murky at best, especially when it is not clear whether a fiduciary duty attaches to a given person, such as when “mere thieves” or strangers, learn and trade upon confidential financial information gained through a cyber-attack. [read post]