Search for: "FINANCIAL ASSET SECURITIES CORP."
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22 May 2007, 12:19 am
Related Web Resources: Securities and Exchange Commission Charges Ajaz Rahim, Pakistani Banker, With Insider Trading, SEC.gov SEC: asset freeze against unknown foreign purchasers of call option for TXU Corp stock prior to acquisition announcement, Journal of Derivative Accounting Read the SEC's Third Amended Complaint (PDF) TXU Corp. [read post]
13 May 2010, 2:06 am
The plaintiffs represented investors that had purchased securities in the company’s $345 million April 2008 trust preferred securities offering. [read post]
29 Mar 2021, 2:15 pm
PFI Financial Corp acted as agent for the IPO. [read post]
8 Oct 2018, 10:36 am
In 2009, their $54M fraud was put to a stop when the US Securities and Exchange Commission filed securities fraud charges against Mantria. [read post]
11 Jul 2011, 6:12 pm
The 1934 Securities Exchange Act’s Section 12(g) mandates that an issuer register securities “held of record” by at least 500 individuals and if the issuer’s total assets are over $10 million. [read post]
20 Mar 2012, 2:48 pm
The former chief financial officer of the failed Taylor, Bean & Whitaker Mortgage Corp. admitted Tuesday to participating in a $2.9 billion scheme that was one of the largest bank frauds in U.S. history. [read post]
20 May 2022, 11:57 am
Interest rate changes can also affect its net asset value and share price. [read post]
29 Mar 2010, 5:22 am
In July 2009, the company was charged with securities fraud by the Securities and Exchange Commission (SEC). [read post]
16 Nov 2012, 9:14 am
CCO Investment Services Corp. is a wholly owned subsidiary of Citizens Financial Group, Inc., which is owned by the Royal Bank of Scotland, and in substantial part, operates from kiosks located in traditional retail bank branch offices of Citizens Bank. [read post]
1 Mar 2013, 11:56 am
Morgan Securities LLC, EMC Mortgage, LLC, Bear Stearns Asset Backed Securities I, LLC, Structured Asset Mortgage Investments II, Inc., SACO I, Inc., and J.P. [read post]
29 Jan 2009, 9:00 am
E*Trade Financial Corp., 2008 US Dist. [read post]
30 Oct 2014, 7:45 am
In the wake of the financial crisis of 2008, the Dodd-Frank legislation authorized the Securities Exchange Commission (SEC) to pass a fiduciary duty rule that would apply to brokers, as opposed to only financial advisors. [read post]
26 Jan 2011, 2:10 am
Summit Business Media Holding Company (formerly B2B Media Holding Corp.) and several affiliates voluntarily filed for chapter 11 bankruptcy protection in Delaware late Tuesday evening with a pre-negotiated plan to significantly reduce the companies' debt obligations. [read post]
9 Dec 2022, 3:45 am
The sample comment letter notes: Recent bankruptcies and financial distress among crypto asset market participants have caused widespread disruption in those markets. [read post]
5 Jan 2011, 11:18 am
Applied Corp. [read post]
4 Oct 2011, 2:22 pm
Against the Financial Firm, Institutional Investor Securities Blog, August 29, 2011 NCUA Sues Goldman Sachs for $491M Over $1.2B of Mortgage-Back Securities Sales That Caused Credit Unions’ Failure, Institutional Investor Securities Blog, August 23, 2011 [read post]
15 May 2020, 2:47 pm
TCA Fund Investigation Update TCA Fund fraud charges recently filed by the Securities Exchange Commission (“SEC”) have unveiled important, alleged misconduct by Florida-based investment adviser TCA Fund Management Group Corp., its affiliate TCA Global Credit Fund GP Ltd. [read post]
15 May 2020, 2:47 pm
TCA Fund Investigation Update TCA Fund fraud charges recently filed by the Securities Exchange Commission (“SEC”) have unveiled important, alleged misconduct by Florida-based investment adviser TCA Fund Management Group Corp., its affiliate TCA Global Credit Fund GP Ltd. [read post]
8 Oct 2020, 5:11 am
The transaction documents, however, listed Wealth Assurance Private Client Corp. [read post]
15 Sep 2008, 3:06 pm
The bank has previously acquired Countrywide Financial Corporation, MBNA Corp., Fleet First Boston, and US Trust Corp., among others. [read post]
