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9 Jan 2012, 9:13 pm
This posting was written by Jeffrey May, Editor of CCH Trade Regulation Reporter.An FTC administrative law judge has ordered ProMedica Health System, Inc., a non-profit healthcare system headquartered in Toledo, to divest a recently-acquired hospital. [read post]
19 May 2016, 2:33 pm
[vii] CSC entered into a contract with the United Kingdom’s National Health Service (“NHS”) to build an electronic patient-record system. [read post]
18 Dec 2019, 1:45 pm
FINRA: SUITABILITY AND SALES PRACTICES ISSUES LINGERFinancial Industry Regulatory Authority Inc (FINRA) released its “2019 Report on Examination Findings and Observations”, in October 2019. [read post]
17 Oct 2011, 1:38 pm
UBS Financial Services Inc. has agreed to settle charges brought by the Financial Industry Regulatory Authority, or FINRA, alleging that UBS failed to supervise a stockbroker who stood on both sides of multiple municipal bond trades to and from his customersandrsquo; retail accounts. [read post]
18 Nov 2016, 1:00 am
Vitale, Schulte Roth & Zabel LLP, on Friday, November 11, 2016 Tags: Banks, Cybersecurity, FDIC, Federal Reserve, Financial institutions, Financial regulation, Financial technology, High-frequency trading, OCC, Risk management, Risk oversight, Systemic risk Changes and Challenges in the SEC’s ALJ Proceedings Posted by Breon S. [read post]
1 Sep 2010, 3:38 pm
©2010 Amaxx Risk Solutions, Inc. [read post]
11 Apr 2014, 3:11 pm
The FINRA fine that topped the list was that handed to, again, LPL Financial LLC in the amount of $9 million (including a fund set up to compensate customers) for "systemic email failures" and "misstatements to FINRA," reported on May 21, 2013. [read post]
21 Jul 2017, 6:05 am
This is an important issue, because Item 303 concerns one of the more controversial line-item disclosures mandated under the SEC’s rules: an overview of known uncertainties facing a company’s financial future, known as “Management’s Discussion and Analysis” (MD&A). [read post]
24 Apr 2014, 12:27 pm
In ProMedica Health System, Inc. v. [read post]
17 Dec 2007, 7:38 am
Case in point: Integral Systems Inc. [read post]
11 Jul 2018, 10:14 am
., Inc., 793 F.3d 1306, 1323 (Fed. [read post]
11 Sep 2023, 1:58 pm
See Record $16M Anthem HIPAA Settlement Signals Need To Tighten HIPAA Compliance & Risk Management In January, 2021, OCR announced New York health insurer, Excellus Health Plan, Inc., would pay $5.1 million to settle potential HIPAA violations related to a breach affecting over 9.3 million people. [read post]
17 Nov 2010, 10:01 am
She was a also former project manager at Millbrook, Inc. which not so coincidentally built CPSC's MSA Navigator Platform, their answer to Section 111 reporting and world dominance in the MSA space. [read post]
15 Oct 2012, 5:01 am
First Surgical Partners, Inc. , a company with two ambulatory surgery centers (ASCs) and a general acute care hospital in the Houston-area, has just announced that it is considering a going-private transaction where the company would no longer be a public reporting company and that its shares would no longer be traded on any exchange and/or quotation system. [read post]
15 Oct 2012, 5:01 am
First Surgical Partners, Inc. [read post]
24 Jan 2007, 8:42 am
P: 732.679.1347 E: cdepko@legalvoice.com Karen Pursch Director of Marketing Catalyst Repository Systems, Inc. 1860 Blake Street, 7th Floor Denver, CO 80202 P: 303.824.0844 E: kpursch@catalystsecure.com Mentions: Catalyst Repository Systems, Inc. - web site | Socha Consulting listing [read post]
14 May 2018, 12:04 pm
Munsingwear, Inc. [read post]
6 Feb 2014, 11:40 am
The Heenan Blaikie team was led by Sonia Yung.Nov. 5, 2012 – Amaya Gaming Group Inc., an entertainment systems provider for the regulated gaming industry, completes the purchase of Cadillac Jack Inc. [read post]
5 Feb 2015, 5:59 am
According to The Financial Industry Regulatory Authority (FINRA) BrokerCheck system, the customer complaints primarily allege unauthorized trading, failure to execute, suitability, misrepresentation, fraud, churning, and breach of fiduciary duty. [read post]
28 Oct 2011, 1:24 pm
[#Water] GET THE REST OF TODAY'S NEWS (click here)Waste Information & Management Services, Inc. [read post]
