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8 Mar 2024, 5:13 am by Rob Robinson
As the article delves into the implications of the SEC’s decision and the broader context of sustainability in corporate governance, it offers valuable insights for those at the intersection of regulatory compliance, corporate ethics, and environmental responsibility. [read post]
22 Jan 2023, 9:01 pm by renholding
The Federal Reserve anticipates publishing insights gained from the pilot at an aggregate level. [read post]
As a result, the self-reporting decision remains an extraordinarily complex one, requiring an assessment of the reputational and financial consequences of a lengthy DOJ investigation, as well as the likely end result. [read post]
6 May 2011, 8:37 am by Kara OBrien
5) Corporate Compliance Insights: FCPA Investigations of Pharmaceutical Industry Abound - In this post, FCPA Professor Mike Koehler discusses the current FCPA sweep underway in the pharmaceutical/medical device industry. [read post]
10 Dec 2008, 4:25 pm
One issue that may arise is whether the board understood some of the more esoteric financial instruments that were at the root of some of the recent financial problems. [read post]
28 Feb 2021, 6:00 pm by Stuart Kaplow
Securities and Exchange Commission Allison Herren Lee, offered insight into the future direction of mandatory climate change disclosures and new ESG regulation, when she directed the Division of Corporation Finance to enhance its focus on climate related disclosure in public company filings. [read post]
20 May 2024, 10:00 pm by Sherica Celine
The Financial Industry Regulatory Authority (FINRA) is an agency that regulates virtually all broker-dealers. [read post]
27 May 2024, 10:00 pm by Sherica Celine
PRACTICAL GUIDANCE CUSTOMER EMAIL EDITION ON THE WEB Experience results today with practical guidance, legal research, and data-driven insights—all in one place. [read post]
11 Jun 2024, 6:00 am by Sherica Celine
It hires and works with auditors to provide audited financial statements for securities offerings and annual reports, oversees the company’s accounting procedures, and performs other corporate governance and compliance functions. [read post]
21 Sep 2020, 12:18 pm by Arthur T. Phillips
  For those sponsoring defined benefit pension plans, certain Pension Benefit Guaranty Corporation (PBGC) reporting requirements may arise during these challenging times. [read post]
18 Apr 2024, 9:01 pm by renholding
Every day, we see individuals, corporations, analysts, and others touting these developments. [read post]
27 Aug 2022, 6:31 am
Today the Commission adopted a rule that provides investors with information about how corporate executives are paid. [read post]
27 Aug 2022, 6:31 am
Today the Commission adopted a rule that provides investors with information about how corporate executives are paid. [read post]
30 Jun 2023, 4:53 pm by Texas Legal News
Damages are typically easier to recoup from a large trucking company or corporation than from an individual truck driver. [read post]
12 Jun 2023, 10:26 pm by Texas Legal News
When dealing with these corporations, keep in mind that they are, after all, businesses and that profit is their primary concern. [read post]
29 Jun 2023, 3:55 am by David Lynn
In his speech last week at the Financial Times Cyber Resilience Summit, SEC Enforcement Director Gurbir Grewal made the point that companies must regularly review and update cybersecurity polices and keep abreast of the SEC’s enforcement actions in the area for insights into “what good compliance looks like. [read post]
5 Nov 2010, 6:00 am by Kara OBrien
This week we continue our weekly installment highlighting the best of the corporate and securities blogosphere for the past week. [read post]