Search for: "Luis Aguilar"
Results 241 - 260
of 348
Sort by Relevance
|
Sort by Date
18 Jul 2011, 6:27 am
SEC Commissioner Luis Aguilar called for the SEC’s Office of Investor Education and Advocacy to issue an investor alert warning retail investors about the risks of trading off-exchange foreign currency contracts. [read post]
9 Jul 2011, 6:45 am
Editor’s Note: Luis A. [read post]
4 Jul 2011, 2:46 pm
.- Ponente: Luis María Aguilar Morales.- Secretario: Alejandro Manuel González García. [read post]
28 Jun 2011, 6:18 am
In a June 10 speech to the Social Investment Forum, SEC Commissioner Luis Aguilar observed that advisory votes appear to be facilitating an increase in communication between issuers and shareholders, and has resulted in positive changes to many companies' executive pay practices. [read post]
15 Jun 2011, 2:31 pm
Obama nominated Wilmer Cutler Pickering Hale and Dorr partner Daniel Gallagher Jr. to be a commissioner, and current SEC commissioner Luis Aguilar to serve a second term. [read post]
15 Jun 2011, 4:30 am
SEC Commissioner Nominations Blocked (Games Congress Plays) Because he can, Senator Vitter temporarily blocked the nominations of Luis Aguilar and Dan Gallagher yesterday during a Senate Banking Committee hearing because he doesn't like the pace of recovery for victims of Allen Stanford's fraud. [read post]
13 Jun 2011, 4:27 am
Tomorrow, the Senate Banking Committee takes up the Commissioner nominations of Luis Aguilar and Dan Gallagher. [read post]
1 Jun 2011, 6:12 pm
Aguilar, Kathleen L. [read post]
25 May 2011, 1:31 pm
Commissioner Luis Aguilar further stressed this solution in his comments, pointing out that "our rule does not mandate one reporting avenue. [read post]
25 May 2011, 11:33 am
” Commissioners Luis Aguilar and Elisse Walter joined Schapiro in voting in favor of the rules. [read post]
20 May 2011, 8:47 am
1) Jim Hamilton’s World of Securities Regulation: President Obama to Nominate SEC Commissioner Who Wants to Prevent Regulatory Arbitrage and Favors Uniform Fiduciary Standard for Brokers and Advisers – This week President Obama nominated Commissioner Luis Aguilar for a second term as well as nominating former SEC staffer Daniel Gallagher to be an SEC Commissioner. [read post]
19 May 2011, 10:12 am
President Obama intends to nominate current SEC Commissioner Luis Aguilar for a second term on the Commission and nominate former SEC staffer Daniel M. [read post]
19 May 2011, 10:02 am
President Obama also nominated SEC commissioner Luis Aguilar to serve a second term. [read post]
19 May 2011, 4:28 am
Aguilar and Gallagher will need Senate confirmation. [read post]
10 May 2011, 9:10 am
Commissioner Luis Aguilar also warned that the agencies must draw clear jurisdictional lines that are “not susceptible to regulatory arbitrage. [read post]
7 May 2011, 6:26 am
Editor’s Note: Luis A. [read post]
4 May 2011, 6:39 am
Statement by SEC Commissioner Luis A. [read post]
3 May 2011, 1:41 am
An April 4, 2011 speech by SEC Commissioner Luis Aguilar (here) reported that there were 150 reverse merger transactions between 2007 and the present in which Chinese companies merged with U.S. [read post]
23 Apr 2011, 6:07 am
Editor’s Note: Luis A. [read post]
18 Apr 2011, 1:55 am
In an April 4, 2011 speech (here), SEC Commissioner Luis Aguilar noted that the problems arising involving Chinese companies that have obtained U.S. listing are a serious concern and that the SEC in cooperation with other organizations including the PCAOB is investigating the concerns that have arisen. [read post]
