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18 Apr 2008, 9:47 am
Morgan Chase & Co.'s takeover of Bear Stearns Cos. is expected to cost at least half of Bear's 14,000 employees their jobs. [read post]
22 Jun 2016, 2:17 pm
Merrill Lynch Pierce Fenner & Smith Inc., NASD Case No. 97-01469. [read post]
2 Oct 2018, 5:48 am
Felipe Munive Allstate Financial Services, LLC Gordan Nitka MML Investor Services, LLC MassMutual Life Insurance Co Daniel Ochao Farmers Financial Solutions, LLC George Oldoerp H Beck, Inc. [read post]
26 Nov 2019, 7:44 am
According to FINRA Disciplinary actions for November 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ajayi, Emmanuel JP Morgan Securites LLC HSBC Securities (USA) Inc Arts, Christopher Scarsdale Equities LLC Leeb Brokerage Services … [read post]
29 Mar 2018, 4:45 am
Co. of Pittsburgh, Pa: v H&R Block, Inc., 2014 WL 4377845 at *3 (SONY, 2015). [read post]
31 Jul 2013, 1:45 pm
Since Wal-Mart Stores, Inc. v. [read post]
15 Mar 2016, 7:58 am
The Second Circuit (Cabranes, Livingston and Lynch) identifies three separate tests for determining whether an entity is a joint employer. [read post]
5 Jan 2022, 4:20 am
Lynch). [read post]
14 Feb 2012, 1:03 pm
Massachusetts’ subpoena on Friday comes a day after Bank of America, Citigroup Inc., Wells Fargo & Co., JP Morgan Chase & Co., and Ally Financial Inc. agreed to settle for $25 billion allegations accusing them of engaging in abusive mortgage practices. [read post]
9 Mar 2009, 12:00 pm
Meringoff / Meringoff Family Foundation Inc.Merrill Lynch & Co., Inc.Ogilvy North AmericaPaul, Hastings, Janofsky & Walker LLPScholasticThe Seinfeld Family FoundationShowtime Networks Inc.Taconic Investment PartnersTime Inc. [read post]
18 Feb 2010, 12:27 am
Group NEW YORK COUNTYAlternative Dispute Resolution Estoppel Prevents Affiliate From Denying Obligation To Arbitrate Employment-Related Dispute Merrill Lynch International Finance Inc. v. [read post]
28 Aug 2012, 10:03 pm
As a result of downgrades in Goldman Sachs Group Inc., Citigroup Inc., JPMorgan Chase & Co., Credit Agricole Corporate & Investment Bank, Merrill Lynch & Co., BNP Paribas, Morgan Stanley, Royal Bank of Canada and Societe Generale, numerous bonds became subject to review and subsequent downgrades. [read post]
27 Jul 2020, 4:10 pm
Lynch Communication Systems, Inc.,[9] where the special committee’s ability to negotiate was conceivably impeded by the threat of a hostile tender offer by the controlling stockholder. [read post]
9 Apr 2016, 11:01 am
Co., 178 Cal. [read post]
9 Apr 2016, 11:01 am
Co., 178 Cal. [read post]
6 Dec 2011, 9:46 am
Merrill Lynch & Co, Inc., 2011 WL 5966616 (2d Cir. [read post]
1 Jun 2015, 11:04 am
Lynch, Jr. [read post]
16 Jul 2015, 12:10 pm
Mid-Size Firm Governor: Two candidates, John Muschalek, vice chairman of First Southwest Co., and Brian Kovack, president and co-founder of Kovack Securities Inc., are running as mid-size firm governor candidates. [read post]
26 Aug 2008, 3:14 pm
So far, Merrill Lynch & Co., Goldman Sachs Group, Deutsche Bank, Citigroup Inc., UBS Financial Services, Morgan Stanley, JPMorgan Chase & Co., and Wachovia Corp. have agreed to buy back frozen auction-rate securities from investors. [read post]
7 Jul 2008, 6:06 pm
Also indicative of current regulatory crises is the Fed's decision to put its banking examiners on-site at Goldman Sachs Group Inc., Lehman Brothers Holdings Inc., Merrill Lynch & Co. , and Morgan Stanley. [read post]
