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10 Apr 2011, 4:30 pm
Duncan Niederauer, NYSE Euronext's chief executive, told DealBook that his company's rejection of Nasdaq's takeover bid has everything to do with long-term strategy. [read post]
31 Dec 2020, 3:03 am
Also last week, the staff of the SEC Division of Trading and Markets issued a statement after receiving Nasdaq’s latest proposed rule change saying the staff intends to work to expeditiously complete its review of Nasdaq’s proposals. [read post]
8 Apr 2020, 3:00 am
In addition, the Nasdaq Stock Market (Nasdaq) issued an information memorandum on March 23, 2020, indicating that Nasdaq is closely monitoring the impact of COVID-19 and the resultant market volatility of the securities of its listed companies, and providing Nasdaq-listed companies with guidance in a number of areas. [read post]
6 Feb 2011, 6:05 pm
Computer hackers have breached the systems of the company that runs the Nasdaq stock exchange in New York but did not penetrate the part of the system that handles trades, Nasdaq said. [read post]
16 Aug 2021, 6:12 am
The Securities and Exchange Commission approved on August 6 a regulation proposed by NASDAQ requiring board diversity for all companies listed on the exchange and offering complimentary board recruiting services to help companies achieve these metrics. [read post]
24 Sep 2007, 6:19 am
The Nasdaq Stock Market is selling a nearly 20 percent stake to Borse Dubai and is taking control of the Nordic exchange operator OMX as part of a sweeping settlement of their battle for control of OMX. [read post]
31 Oct 2017, 3:00 am
This Akin Gump blog describes Nasdaq’s proposal for changes in its listing rules for Special Purpose Acquisition Companies. [read post]
23 Mar 2011, 6:50 am
Three days after the Nasdaq exchange halted trading in its shares, New Oriental Energy & Chemical Corp has been delisted. [read post]
12 Dec 2008, 8:21 am
[JURIST] Former NASDAQ [official website] stock market chairman Bernard Madoff was arrested [DOJ press release, PDF] Thursday by federal agents on charges of securities fraud. [read post]
4 Aug 2006, 4:24 am
Nasdaq Proposes to Amend "Director Independence" Definition Last week, Nasdaq filed a proposal with the SEC to modify its definition of "independent director" with the result that the Nasdaq rules would be more consistent with the NYSE's definition of independent... [read post]
3 Oct 2023, 3:00 am
The SEC has extended the comment period for Nasdaq’s proposal to require notice & disclosure of reverse stock splits, which John blogged about in July. [read post]
30 Mar 2011, 11:33 am
The Wall Street Journal reported in February that Nasdaq OMX Group had been repeatedly breached last year. [read post]
29 Apr 2022, 7:16 am
This means that the firm remains in non-compliance with Nasdaq Listing Rule 5250(c)(1). [read post]
12 Mar 2020, 11:36 am
Investigation in to potential FINRA claims involving First Trust Nasdaq Oil & Gas ETF Have you suffered losses investing in First Trust Nasdaq Oil & Gas ETF? [read post]
8 Jul 2009, 5:21 am
Nasdaq Speaks '09: Latest Developments and Interpretations Tune in tomorrow for the webcast â [read post]
4 Aug 2008, 1:22 pm
SEC Approves Nasdaq Request to List SPAC SecuritiesThe SEC has approved new interpretative material to Nasdaq Rule 4300 allowing the initial listing of securities of special purpose acquisition companies (SPACs). [read post]
11 Mar 2018, 1:15 am
Nasdaq is seeking enhanced damages for willful infringement of a series of patents covering auction and order processing as well as other technologies which Nasdaq alleges would have been known to the founders of IEX, who were former Nasdaq employees. [read post]
7 Mar 2022, 12:43 pm
GWG (Nasdaq: GWGH) stated on April 6 that it received a letter from the Nasdaq Stock Market notifying the company that it was not in compliance “as a result of not having timely filed its Annual Report on Form 10-K for the fiscal year ended December 31, 2021. [read post]
30 Aug 2021, 11:18 am
(“TWC Tech Holdings”) (Nasdaq: TWCT), a special purpose acquisition company, today announced the completion of their previously announced business combination. [read post]
30 Oct 2023, 7:31 am
By Anne Sherry, J.D.The leader of a challenge to Nasdaq’s board-diversity rule is asking the full Fifth Circuit to rehear the case. [read post]
