Search for: "U.S. Commodity Futures Trading Commission"
Results 241 - 260
of 1,230
Sorted by Relevance
|
Sort by Date
10 Jul 2012, 7:38 am
Commodity Futures Trading Commission v. [read post]
5 Jun 2017, 2:16 pm
Commodity Futures Trading Commission‘s (“CFTC“) Division of Market Oversight and Division of Clearing and Risk issued a no-action letter extending the relief provided in CFTC Letter No. 16-58, which expires on June 15, 2017. [read post]
5 Oct 2022, 8:00 am
Commodity Futures Trading Commission (CFTC) issued eleven Notices of Covered Actions (NCAs) covering a $710 million settlement with eleven major financial institutions including Bank of America, Goldman Sachs, and Deutsche Bank. [read post]
5 Aug 2015, 9:00 pm
Commodity Futures Trading Commission (CFTC) for providing information about a potential violation that leads to “the successful enforcement of a covered judicial or administrative action, or a related action,” according to the Federal Register. [read post]
17 Jul 2023, 1:50 pm
On July 14, the Commodity Futures Trading Commission (CFTC) announced that the Director of the Whistleblower Office, Christopher Ehrman, was stepping down from his role. [read post]
8 Oct 2020, 6:03 am
Commodity Futures Trading Commission published a report, Managing Climate Risk in the U.S. [read post]
29 Jun 2020, 12:49 pm
Commodity Futures Trading Commission (CFTC) posted two Notices of Covered Action regarding the recent settlement of enforcement matters. [read post]
6 Apr 2011, 4:00 am
Commodity Futures Trading Commission v. [read post]
14 May 2012, 8:35 am
Commodity Futures Trading Commission stands apart. [read post]
26 Jul 2023, 12:11 pm
The bill is heralded by whistleblower advocates as a necessary fix to the funding crisis facing the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
6 Oct 2015, 5:25 am
Commodity Futures Trading Commission announced yesterday that it will make an award of approximately $290,000 to a whistleblower for providing valuable information about violations of the Commodity Exchange Act (CEA). [read post]
15 Aug 2010, 11:36 am
Section 742 also addresses the risk of regulatory arbitrage with respect to retail foreign currency transactions.Under the CEA, several types of regulated entities can provide retail foreign currency trading platforms, among them, broker-dealers, banks, futures commission merchants, and the category of retail foreign exchange dealers that was recognized by Congress in the Farm Bill in 2008. [read post]
30 Nov 2018, 5:40 am
Commodity Futures Trading Commission (CFTC) charged Cordier, his partner, and former firm Liberty Trading Group nearly $50,000 for alleged improper trading. [read post]
19 May 2017, 6:40 am
Environmental Protection Agency (EPA), and the Commodities Futures Trading Commission (CFTC) requesting an investigation into the activities of Carl Icahn for potential insider trading, market manipulation, and other securities and commodities law violations in the renewable fuel credit market. [read post]
22 Jan 2018, 3:15 am
Commodity Futures Trading Commission (CFTC) Files Bitcoin Enforcement Action On January 18, 2018, the CFTC, with assistance from the CFTC’s Division of Enforcement Virtual Currency Task Force, filed a federal civil enforcement action in the U.S. [read post]
25 Aug 2021, 6:16 am
"[T]here has often been a grossly inaccurate oversimplification offered which suggests [crypto products and other digital assets] are either securities regulated by the Securities and Exchange Commission, or commodities regulated by the Commodity Futures Trading Commission," said Stump. [read post]
20 Apr 2022, 9:05 pm
The Commodity Futures Trading Commission (CFTC) has classified Bitcoin and Ether – and by extension other cryptocurrencies that are similarly structured – as commodities (courts have also upheld this classification). [read post]
31 Oct 2023, 2:07 pm
Commodity Futures Trading Commission (CFTC) released its Annual Report on the CFTC Whistleblower Program for the 2023 Fiscal Year (FY 2023). [read post]
16 Jan 2013, 6:13 am
In the U.S., Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”), enacted on July 21, 2010, provides for the regulation of the swaps market and grants to the Commodity Futures Trading Commission (the “CFTC”) and the Securities and Exchange Commission (the “SEC,” and with the CFTC, each a “Commission” and together, the… [read post]
20 Feb 2018, 1:58 pm
On February 19, The US Commodity Futures Trading Commission (“CFTC“) and the UK’s Financial Conduct Authority (“FCA“) signed an arrangement that commits the regulators to collaborating and supporting innovative firms through each other’s financial technology (“FinTech“) initiatives — LabCFTC and FCA Innovate. [read post]
