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24 Oct 2011, 7:06 am
The numerous failures in oversight lead to serious concern about the dramatic global growth of the industry. [read post]
1 Jul 2008, 6:05 pm
Lead Industries. [read post]
4 Mar 2009, 1:54 pm
By a 6-to-3 vote in a major defeat for the pharmaceutical industry, the high court ruled that U.S. [read post]
30 Jan 2022, 9:25 am
This discussion is part of the EU Industry Days 2022, an annual event that highlights industrial frontrunners and ongoing industrial policy discussions whilst improving the knowledge base of European industry. [read post]
4 Nov 2014, 9:35 am
Laborers District Council Construction Industry Pension Fund, holding that the pension fund stated a cause of action under Section 11 of the 1933 Act by alleging that a registration statement for a public offering by defendant Omnicare contained a false statement of material fact, even though that statement was framed as a belief or opinion that the Omnicare “was in compliance with applicable federal and state laws. [read post]
4 Jan 2008, 10:46 pm
Over a great meal we talked about the Iowa caucuses and what the future might hold for newspapers and bloggers. [read post]
14 Jul 2016, 9:29 am
The rule is that an impartial examiner’s report does not hold weight if the fact finder does not believe the facts on which it is based. [read post]
14 Jul 2016, 9:29 am
The rule is that an impartial examiner’s report does not hold weight if the fact finder does not believe the facts on which it is based. [read post]
25 Oct 2022, 9:20 am
The district court sided with the CFPB on all fronts, but the Fifth Circuit reversed as to the last point, invalidating the Payday Lending Rule and holding that the CFPB’s funding mechanism is unconstitutional. [read post]
2 Feb 2016, 8:28 am
These industries include “agriculture, construction, hotels, warehouse and logistics” as well as other industries that regularly use staffing agencies or subcontracting intermediaries. [read post]
26 Oct 2014, 7:02 am
The substantial cash reserves these providers control to guarantee settlements on their platforms gives them leverage against the banks that hold the funds at call. [read post]
24 Oct 2011, 12:54 pm
Withholding will inevitably hold up construction jobs and foster disputes. [read post]
23 Feb 2024, 4:00 am
Prohibitions Against Financial Industry Sector Funds While the Commission has long prohibited employees from investing in stocks of entities directly regulated by the Commission, such as broker-dealers and investment advisers, the rule amendments expand the prohibited holdings restrictions to ban employees from investing in financial industry sector funds, as employee ownership of financial industry sector funds poses similar risks of conflicts of interest and… [read post]
20 May 2010, 8:31 am
But again today, May 20, 2010 the firm has upgraded the stock from Hold to Buy.According to Benzinga’s Monica Gerson who writes that Standpoint analyst Ronnie Moas had also upgraded shares of Teva Pharmaceutical Industries Ltd (NASDAQ: TEVA), Dell Inc (NASDAQ: DELL), HP (NYSE: HPQ) and Xerox Corporation (NYSE: XRX), simultaneously, from “hold” to “buy. [read post]
30 Apr 2012, 2:59 am
"And health and nutrition advocates worry that they are stalled for the election season, or longer, because of pushback from the food industry. [read post]
4 Jul 2022, 7:46 pm
As the SEC saw things, Schwab profited on its clients' cash holdings by arbitraging the difference between was was earned by Schwab lending... [read post]
1 Aug 2022, 4:04 am
Wells Fargo (BrokeAndBroker.com Blog)Georgia Appeals Court Reverses Decision Alleging 'Secret Agreement' in FINRA Arbitration / The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo, several months after the regulator commissioned a study to examine the case (WealthManagement by Patrick Donachie)Staff Bulletin: Standards of Conduct for Broker-Dealers and Investment Advisers Conflicts of Interest (SEC Staff Bulletin)SEC Charges Hawaii-Based… [read post]
25 Mar 2022, 12:16 pm
Galvin, Secretary of the Commonwealth (Decision/Order)SEC Division of Examinations Announces 2022 Examination Priorities / Enhances Focus on Private Funds, ESG, and Operational ResiliencySEC Holds Fidelity Transfer Services In Default and Orders Cease-and-Desist (No -- not "that" Fidelity but apparently another Fidelity)In the Matter of Fidelity ... [read post]
14 Sep 2020, 11:20 am
The insurance industry, that’s who. [read post]
15 Feb 2010, 9:07 am
In the interim, it may or may not hold up the proposed power plant. [read post]
