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If you are reading this Blog, Michael David Shain probably recommended that you invest in the UBS Yield Enhanced Strategy (“UBS-YES”) in what was supposed to be a “market neutral” investment strategy. [read post]
18 May 2010, 2:02 pm by Jacqueline Dowd
A pocketknife was recovered near Ruba's body.When Ruba was no longer a threat, Whitten attempted more than three times unsuccessfully to pull Decatur away and restrain him, Colon said.Judge Michael Raiden said it remains an "unresolved question" whether Whitten and Osborne had a "clear and unmistakable right to defend their friend. [read post]
20 Jul 2007, 3:10 am
 ADDENDUM 1: Yesterday, ESPN.com interviewed me about the prosecution in Richmond, Virginia, federal court  for alleged dogfighting crimes against Atlanta Falcons star  Michael Vick. [read post]
15 Jan 2020, 6:18 am by David Oscar Markus
  The feds allege that he was violating his bond conditions. [read post]
29 Sep 2010, 9:28 am
Mary Wong's Ponzi scheme involved convincing investors they were investing in real estate across Arizona, Tennessee and Michigan, as well as Gallup bonds. [read post]
28 Feb 2013, 10:54 am
Michael Winans, son of famed gospel quartet member Michael Winans Sr. of The Winans, was sentenced in a federal courtroom to 14 years in prison on Wednesday, February 27 for his role in a multimillion-dollar Ponzi scheme. [read post]
15 Oct 2014, 1:06 pm
Circuit Court of Appeals ruled unconstitutional a law denying bond to undocumented immigrants charged with 'serious' crimes. [read post]
25 Mar 2020, 10:51 am
The traditional retirement portfolio of stocks and bonds is down 20% for only the fourth time since WWII (CNBC by Michael Santoli)A food crisis looms as coronavirus forces farms to stay idle and countries hoard supplies (CNBC by Huileng Tan)Coronavirus hits already struggling US farmers: 'We've stopped saying it can't get worse' (CNBC.com by Emma Newburger)Federal Courts Okay FINRA Unexplained Arbitration Decision (BrokeAndBroker.com Blog)SEC Division of Trading… [read post]
8 Mar 2019, 8:54 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/4480/securities-industry-commentator/SEC Charges Volkswagen, Former CEO With Defrauding Bond Investors During "Clean Diesel" Emissions Fraud (SEC Release)In the Matter of Allan Michael Roth (SEC Order Denying Respondent's Motion to Postpone Filing Answer Indefinitely)Good Intentions Pave Merrill Lynch Stockbroker's… [read post]
21 Jun 2016, 2:45 pm by Kathryn Rubino
Stewart, New York Times best-selling author of Den of Thieves, about Wall Street arbitrageur Ivan Boesky and junk-bond king Michael Milken. [read post]
7 Feb 2022, 5:47 am
Fannin, Respondents (FINRA Arbitration Award)SEC Charges Social Media Stock Promoter with Penny Stock Fraud (SEC Release)FINRA Fines and Suspends Rep for Short-Term UIT TradingIn the Matter of Lynn Cooper Faust Respondent (FINRA AWC)FINRA Fines and Suspends Rep for Muni Bond Discretionary TradingIn the Matter of Michael G. [read post]
14 Apr 2016, 8:26 am by Mark Astarita
  And because the stadium bonds issued by the Ramapo Local Development Corp. [read post]
19 Sep 2011, 7:22 pm by IP Dragon
It includes "Problems of Counterfeit International Pharmaceutical Products" by Branko Cavarkapa (Eastern Connecticut State University) and Michael G. [read post]
12 Mar 2012, 5:11 pm
Fernando Rodrigues was arrested in Fort Lauderdale, Florida after he allegedly attacked Michael Caccavella and Juan Uribe following a road rage incident. [read post]
4 Apr 2014, 11:44 am by Kevin
The accused was released after posting a bond of 50,000 rupees. [read post]
13 Dec 2010, 9:00 am by McNabb Ferrari, P.C.
Goulding, who left the Phoenix Police force in 2005 after serving on the force for 13 years, is currently in custody and held on a $1,000,000 bond. [read post]
3 Apr 2009, 5:48 am
Will Steven Michael Rubenstein become known as the Patient Zero of the UBS tax prosecutions? [read post]
11 Aug 2011, 6:47 pm by Eugene Volokh
(Eugene Volokh) From Michael Moore:Pres Obama, show some guts & arrest the CEO of Standard & Poors. [read post]