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4 Jan 2010, 10:15 am
” See “Firms Fight Banks Over Billions in Frozen Notes,” WSJ 1/2/10. [read post]
11 May 2014, 2:57 pm
The case may also not lend itself to class resolution, and this may derail the case as a class action as well. [read post]
4 Jun 2014, 8:55 am
Currently, BDCs account for about $1 in every $20 of leveraged loan financing. [read post]
24 Mar 2014, 11:13 am
Treasuries, which means it will carry a lower interest rate than can be secured on the private market. [read post]
28 Jan 2011, 12:28 am
In the three years preceding the beginning of the class period (which went from January 24, 2009 to February 2009), the company had recorded tax loss carry forwards that totaled over $1 billion, largely as a result of the company’s U.S. subprime and other lending operations. [read post]
12 Apr 2021, 8:00 am
An investor deposits $5,000 cash into a margin account, and Robinhood lends another $5,000 to allow the investor $10,000 worth of securities. [read post]
24 Aug 2011, 2:55 am
Background As reflected in greater detail here, the plaintiffs first filed a securities class action lawsuit in the Southern District of New York against Regions on April 1, 2009. [read post]
20 May 2024, 10:00 pm
Read now » Related Content HIPAA Security Rule Evaluation Checklist Use this checklist to ensure your healthcare organization clients (1) maintain the confidentiality, integrity, and availability of protected health information (PHI) under their control; (2) protect against reasonable threats to the security or integrity of that PHI; (3) protect against reasonably anticipated unauthorized uses or disclosures of that PHI; and (4) educate their workforce members on… [read post]
17 Aug 2020, 12:58 pm
Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
17 Aug 2020, 1:11 pm
Securities-backed lending accounts are the same a speculative margin account and perhaps more dangerous. [read post]
18 May 2009, 3:59 am
The guidelines also complement the Government's recent release of draft legislation creating single, national regulation of consumer credit, including mortgages, credit cards, payday lending and margin lending, and access to low cost, timely dispute resolution Most new requirements, including the move from monetary limits to compensation caps, will be implemented from 1 January 2010. [read post]
13 Aug 2010, 10:13 am
There are few lawyers who singularly possess all of the knowledge and skills necessary to represent whistleblowers who are also familiar with the securities industry, so these cases lend themselves to a team approach. [read post]
14 Feb 2009, 7:48 am
This is a fundamental issue in corporate finance, requiring mediation of a tension between senior investors, who want security of repayment, and common (junior) stockholders, who want periodic returns on their investment. [read post]
19 Apr 2007, 1:07 pm
§ 226.23(b)(1), and 12 C.F.R. [read post]
7 Jun 2012, 5:00 am
(“Wells Fargo”) for losses suffered from January 1, 2006 to the present as a result of their participation in Wells Fargo’s securities lending program (“SLP”). [read post]
11 Nov 2010, 7:40 am
Even at 1% interest, the payment on that kind of money is around $815,000 a year. [read post]
9 Jun 2008, 9:04 am
May 1, 2008). [read post]
6 Jul 2010, 4:58 am
District Court Properly Dismissed Securities Class Action but Existing Circuit Court Authority Overruled because Neither § 10(b) of the Securities Exchange Act of 1934 nor Rule 10b-5 is Extraterritorial Supreme Court Holds Plaintiffs filed a putative class action against National Australia Bank, and its wholly-owned subsidiary HomeSide Lending (a mortgage servicing company) and three of its executives, alleging violations of the Securities Exchange Act… [read post]
7 Mar 2009, 9:27 am
The loans are secured by the taxpayer's expected refund. [read post]
1 Dec 2023, 6:00 am
Kantor added the EPC’s claim that passage of the CCCA would harm card-network data security is not a new argument. [read post]
