Search for: "UBS AG"
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20 Nov 2020, 5:00 am
UBS AG (2014) alleged that UBS AG violated Item 105 by failing to disclose that the bank was engaged in tax evasion, while disclosing that it was being investigated by the DOJ. [read post]
18 Jan 2010, 12:56 pm
Januar 2010Der Anfang dieser Auseinandersetzung geht auf ein whistleblowing eines ehemaligen Kundenberaters der Beschwerdegegnerin (UBS AG) zurück (Sachverhalt A). [read post]
12 Jan 2011, 8:56 pm
Arising from the IRS’ successful effort to collect taxes from overseas bank accounts, in particular those held in Swiss bank UBS AG, the agency is now mulling replicating the steps taken with other overseas banks and financial centers. [read post]
9 Aug 2011, 1:55 pm
In a separate development, Martin Lack, a former UBS AG banker and now a Swiss resident and investment consultant, was indicted on a charge of conspiring to help wealthy Americans evade taxes by hiding accounts in a smaller Swiss regional bank. [read post]
20 Oct 2019, 12:48 pm
(The subtitle of his book is “Whistleblowing in the Age of Fraud. [read post]
16 Jul 2012, 7:08 pm
While Barclays may have the settled the allegations for $450 million with the UK’s Financial Services Authority, the US Department of Justice, and the Commodity Futures Trading Commission, now a number of other financial firms are under investigation including UBS AG (UBS), JPMorgan Chase (JPM), Deutsche Bank AG, Credit Suisse Group (CS), Citigroup Inc., Bank of Tokyo-Mitsubishi UFJ, HSBC Holdings PLC (HBC-PA), Lloyds Banking Group PLC (LYG), Rabobank Groep… [read post]
11 Nov 2014, 11:09 pm
As explained in my prior post, Weil, a Swiss citizen, was the chief executive of UBS AG wealth management. [read post]
13 Oct 2011, 6:34 am
(S&C partners Bob Giuffra and Suhana Han represented both UBS and Porsche.) [read post]
21 Aug 2009, 3:19 am
Via Curt Anderson:A banker and a lawyer from Switzerland were indicted Thursday on fraud charges for allegedly helping rich Americans evade taxes by hiding assets in Swiss banks, including UBS AG and a smaller Zurich-based institution. [read post]
11 Nov 2014, 11:09 pm
As explained in my prior post, Weil, a Swiss citizen, was the chief executive of UBS AG wealth management. [read post]
14 Dec 2011, 6:40 am
The Justice Department has already obtained $525 million in settlements with Bank of America, UBS AG and JP Morgan over allegations of corruption in the municipal bond market. [read post]
11 Aug 2008, 9:12 am
Certainly, there were a few other state regulators involved, but NY AG Andrew Cuomo is responsible for orchestrating last week’s spate of settlements that will result in Merrill, Citi and UBS buying back more than $35 billion of illiquid auction-rates. [read post]
7 Oct 2022, 12:37 pm
Recommendations should be in line with the investor’s age, risk tolerance, net worth, and investment experience. [read post]
5 Aug 2011, 12:40 pm
I stumbled across this during my brief excursion (long ago) into middle-aged singlehood, and it still delivers a wry charm. [read post]
12 Jan 2012, 10:27 am
O juiz Nilson Ribeiro Gomes, do Juizado Especial Cível da Comarca de Ubá, determinou, por meio de liminar, que o policial militar R.L.A. retirasse de sua página da rede social Facebook, no prazo de cinco dias, publicações difamatórias feitas ao inspetor federal N.M.M.M. sob pena de multa diária em caso de descumprimento. [read post]
8 Mar 2021, 7:24 am
Before working for Dinosaur Financial Group, Karandos worked for Morgan Stanley Smith Barney and UBS Financial Services. [read post]
29 Aug 2008, 11:00 pm
To McCain: Merrill Lynch $296,913 Citigroup Inc $268,501 Morgan Stanley $234,272 Goldman Sachs $208,395 JPMorgan Chase & Co $179,975 AT&T Inc $174,497 Greenberg Traurig LLP $150,387 Credit Suisse Group $150,025 Blank Rome LLP $149,426 PricewaterhouseCoopers $140,120 UBS AG $139,665 US Government … [read post]
5 Jan 2012, 5:24 am
In 2009, the IRS won a major victory in the battle against tax evasion when UBS AG admitted to helping US taxpayers hide their assets in their bank accounts to avoid paying taxes. [read post]
14 Feb 2013, 10:42 am
The IRS report, which was made public on Wednesday, stated that more than 80 percent of the total paid out by the IRS in 2012 went to Bradley Birkenfeld, a former employee of UBS AG who received $104 million. [read post]
30 Jul 2010, 8:22 am
Die Weko war nach einer Untersuchung (vgl. hier) gegen die Issuer UBS, CS, Viseca und Cornèr sowie gegen die Acquirer Telekurs und und Aduno zum Ergebnis gekommen, die DMIF sei als Preisabrede im Sinne des Kartellgesetzes zu qualifizieren, also vermutungsweise unzulässig. [read post]
