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22 Sep 2014, 7:19 am
According to broker Ismail Elmas’ (Elmas) Financial Industry Regulatory Authority (FINRA) BrokerCheck records the representative was recently discharged from CUSO Financial Services, LP (CUSO Financial) concerning allegations that the broker “converted client funds for personal use as well as participated in an unauthorized outside business activity involving investments without the firm approval…” Previously Elmas was associated with CUNA Brokerage Services, Inc. [read post]
22 Sep 2014, 3:01 am
., LP, 2013 WL 6451774 (M.D. [read post]
18 Sep 2014, 1:29 pm
(BAE) and BAE Systems Tactical Vehicle Systems LP (BAE) had agreed to a settlement of $5.5 million for allegedly violating the False Claims Act (FCA) by selling the U.S. [read post]
16 Sep 2014, 11:17 am
Rockwood Investment Management (also known as Rockwood Partners LP) – The Connecticut-based firm agreed to pay disgorgement of $156,631, prejudgment interest of $9,222.16, and a penalty of $72,135.23. [read post]
14 Sep 2014, 5:50 pm
TXD Services, LP, Civ. [read post]
12 Sep 2014, 1:04 pm
LP plans to build a 24 mile, 16 inch pipeline in San Patricio County, Texas that is expected to be in service by the second quarter of 2014. [read post]
11 Sep 2014, 2:39 pm
All of the defendants except National Oilwell Varco Norway (“NOV Norway”) were served and removed the lawsuit to the Southern District of Texas based on an arbitration clause included in National Oilwell Varco, LP’s price quote. [read post]
11 Sep 2014, 2:15 pm
The sponsors of the Alaska LNG Project, ExxonMobil Alaska LNG LLC, ConocoPhillips Alaska LNG Company, BP Alaska LNG LLC, TransCanada Alaska Midstream LP, and the Alaska Gasline Development Corporation, filed a request with FERC to begin the pre-filing environmental review process for their proposed LNG export terminal and related facilities near Nikiski in south central Alaska and an interconnected pipeline. [read post]
9 Sep 2014, 4:05 am
” This is a problem that I wrote about last December after then Chancellor Leo Strine’s ruling in Great Hill Equity Partners IV, LP v. [read post]
8 Sep 2014, 6:23 am
FINRA alleged that from April 2012, to February 2013, while Lewis was associated with LPL, he effected approximately 81 discretionary transactions in the securities account of a customer without obtaining prior written authorization and without LP accepting the account in writing as discretionary. [read post]
6 Sep 2014, 7:34 am
., Civil Action No. 11-798-LPS-SRF (D.Del., September 5, 2014), the Court granted the motion of defendants HTC Corporation and HTC America, Inc. [read post]
5 Sep 2014, 5:30 am
” National Distribution Center LP, based in New Jersey, provides distribution and warehouse services in the United States and Canada. [read post]
4 Sep 2014, 7:47 am
Sapphire VP, LP, No. 13-0497, a condominium complex was destroyed by a hurricane while still under construction. [read post]
31 Aug 2014, 11:53 am
Travis Laster, entitled The Siren Song of Contractual Freedom, these jurists of import opine on the contractual freedom accorded to Delaware alternative entities – which include limited liability companies (“LLCs”), limited partnerships (“LPs”), and general partnerships (“GPs”), and the potential resulting consequences. [read post]
Chief Judge Stark Denies Toshiba’s Motion for Summary Judgment of Non-Infringement of Patent-in-Suit
29 Aug 2014, 9:34 am
., Civil Action No. 09-354-LPS (D.Del., August 27, 2014), the Court denied the Motion for Summary Judgment of Non-Infringement of U.S. [read post]
29 Aug 2014, 8:34 am
The new 40 mile pipeline in the Delaware Basin will connect with the Mason Station crude oil facility in Reeves County, Texas owned by a sister company, Western Refining Logistics LP with a new facility at Wink Station in Winkler County, Texas. [read post]
27 Aug 2014, 7:09 am
Denying a company’s petition to review a final agency decision that the company violated safety regulations in failing to evaluate respiratory hazards involved in cleaning rail cars that carried hazardous chemicals and failing to train employees on the chemicals, a Fifth Circuit panel rejected the company’s claims that the Occupational Safety and Health Administration (OSHA) was preempted from regulating the operations, that the OSHA report approving the company for the Voluntary… [read post]
26 Aug 2014, 10:03 pm
., Pioneer Hi-Bred International, Agrigenetics Inc. and BASF Plant Science LPs. [read post]
Financial Advisor Sanctioned Over Allegations of Unsuitable Overconcentrations of Private Placements
26 Aug 2014, 5:26 am
Thereafter, Lard recommended that the client invest an additional $200,000 in IMH, $100,000 in ATEL 12, LLC (ATEL 12), $50,000 in ATEL Growth Capital Fund IV, LLC (ATEL Growth), $100,000 in Mountain V 2007-D Drilling Program, LP (Mountain V), $200,000 in DBSI 2007 Land Improvement & Development Fund (DBSI LID Fund), and $200,000 in preferred stock shares of Shale Royalties 7, Inc., (Shale Royalties 7). [read post]
23 Aug 2014, 1:29 pm
In this chapter, we propose a framework that would not threaten the two key benefits that motivated the rise of LPs and LLCs as alternatives to corporations: (i) the elimination of double taxation at the entity level and (ii) the ability to contract out of the corporate opportunity doctrine. [read post]
