Search for: "Department of Professional and Financial Regulation"
Results 281 - 300
of 2,778
Sorted by Relevance
|
Sort by Date
23 Jun 2023, 7:00 am
Department of Treasury to represent taxpayers before the Internal Revenue Service (IRS). [read post]
27 Jan 2010, 9:36 pm
Most laws governing professional licenses in Illinois do not explicitly prohibit sex offenders, with massage therapy the notable exception, said Susan Hofer, spokeswoman for the state Department of Financial and Professional Regulation. [read post]
29 Jul 2011, 6:00 am
Stamer regularly represents and defends plan sponsors, fiduciaries, third party administrators and other service providers and management officials in dealings with the Department of Labor, Department of Justice, Department of Health & Human Services, Department of Defense, Securities and Exchange Commission, state insurance regulators, state attorneys general and other federal and state regulators and prosecutors and private plaintiffs… [read post]
3 Apr 2017, 3:49 pm
The plaintiffs in the False Claims Act suit alleged that the HotChalk provided forms of incentive payments to its employees responsible for recruiting student, in violation of Department of Education regulations prohibiting companies involved in federal student grant and loan programs from paying commissions or incentive compensation. [read post]
29 Aug 2017, 8:19 am
On August 22, 2017, the Treasury Department’s Financial Crimes Enforcement Network (FinCEN) issued revised Geographic Targeting Orders (GTOs) requiring title insurance companies, and their subsidiaries and agents, to collect and report information about certain residential real estate transactions in the following jurisdictions: (1) all boroughs of New York City; (2) Miami-Dade County and the two counties immediately to the north (Broward and Palm Beach); (3) Los Angeles… [read post]
20 Apr 2010, 7:58 am
OUTLINE Airline Industry: Is It Emerging from the Financial Crisis? [read post]
5 Jun 2019, 10:57 am
In fact, in its proposed form, the rule does not go as far as some industry professionals had wanted in expanding who may sponsor such plans, and it expressly prohibits financial services professionals – banks, insurance companies, broker-dealers, third-party administrators and the like – from sponsoring these plans. [read post]
19 Jan 2023, 6:23 pm
Although the Illinois Department of Financial and Professional Regulation (IDFPR) is transparent about their investigations and will tell you what they want you to provide them with, the way you answer and the information you provide can have a significant impact on the outcome of your case. [read post]
15 Jan 2023, 8:59 pm
So the analysis can stop right there: do our best to balance work and life until we’ve obtained professional success and financial security. [read post]
3 May 2009, 12:11 am
" CPAs in industry and government are often employed in the finance and accounting department of the business or government agency and involved in the preparation of financial statements for audit or in obtaining financing from banks or investors. [read post]
19 Apr 2018, 4:40 am
The proposal also sets new rules for when financial professionals can hold themselves out as “advisers” or “advisors. [read post]
19 Apr 2018, 4:40 am
The proposal also sets new rules for when financial professionals can hold themselves out as “advisers” or “advisors. [read post]
29 Feb 2016, 9:40 am
We represent investors, financial professionals and investment firms, nationwide. [read post]
14 Sep 2012, 2:08 pm
The Department of Business and Professional Regulation and the Construction Industry Licensing Board have revised their application process in an effort to avoid confusion and reduce the amount of time it takes to approve a license. [read post]
11 May 2011, 1:11 am
About the Missouri Department of Insurance, Financial Institutions amp; Professional Registration The Missouri Department of Insurance, Financial Institutions and Professional Registration (DIFP) is responsible for consumer protection through the regulation of financial industries and professionals. [read post]
18 Jan 2018, 6:45 am
The Department added a provision to its federal covered securities rule to cover 18(b)(3) offerings in light of the SEC’s adoption of Regulation A + rules. [read post]
22 Apr 2012, 9:01 pm
There are a few exemptions to these regulations: • Heating oil tanks used for heating on the premises (permit/inspection done by local fire department. [read post]
10 Nov 2014, 9:03 pm
The Illinois Department of Financial and Professional Regulation. [read post]
16 Dec 2009, 6:22 am
One’s unease lies not in the seeming futility of enforcement per se, but in the very nature of the laws that regulate financial fraud. [read post]
14 Jan 2021, 1:39 pm
The regulation would authorize U.S. [read post]
