Search for: "U.S. Commodity Futures Trading Commission"
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10 Aug 2020, 3:13 pm
And the Commodities Futures Trading Commission order can be found at https://www.findknowdo.com/sites/default/files/news/attachments/2020/07/enfplutosfinancialorder071320-(1).pdf. [read post]
12 Mar 2019, 5:19 am
Commodity Futures Trading Commission (CFTC) announced earlier this month that it had awarded more than $2 million to an individual who provided “critical information through independent analysis of market data” contributing both to a successful CFTC action and related action brought by another federal regulator. [read post]
23 Aug 2011, 2:58 pm
The head of Linklaters U.S. structured finance & derivatives practice has been named director of the Commodity Futures Trading Commission's new Division of Swap Dealer and Intermediary Oversight. [read post]
15 Mar 2024, 4:19 pm
Commodities Future Trading Commission (CFTC) announced a $1.25 million whistleblower award. [read post]
15 Jan 2016, 9:24 am
Commodity Futures Trading Commission (CFTC) unanimously approved proposed enhanced rules on cybersecurity for derivatives clearing house organizations, trading platforms, and swap data repositories. [read post]
18 Sep 2020, 9:55 am
Commodity Futures Trading Commission (CFTC) announced a whistleblower award issued to an individual whose tip exposed ongoing fraud. [read post]
9 Oct 2012, 3:53 pm
According to Commodity Futures Trading Commission Bart Chilton, the financial system needs to undergo a “cultural shift” that should include employing a risk-based compensation structure instead of one that is “purely profit-based. [read post]
23 Dec 2011, 12:00 am
The EPA released a final rule imposing standards for control of mercury and other toxic emissions from power plants.The Commodity Futures Trading Commission adopted a rule requiring all companies to report transactions involving over-the-counter derivatives known as “swaps. [read post]
9 Apr 2009, 4:23 pm
Commodity Futures Trading Commission (CFTC) announced that it obtained a federal court order against William D. [read post]
28 Oct 2021, 7:00 am
The Commodities Futures Trading Commission (CFTC) announced that almost $200 million was awarded to a whistleblower who provided information that contributed to an open investigation and led to successful actions by the CFTC, another U.S. federal regulator, and a foreign regulator. [read post]
16 Feb 2024, 10:51 am
On February 15, the Commodity Futures Trading Commission (CFTC) announced that Brian Young has been named as the new director of the CFTC Whistleblower Office. [read post]
13 May 2021, 2:16 pm
In addition to commodities and other physical trading, futures trading has expanded into the financial industries. [read post]
7 Feb 2018, 6:29 am
I am also pleased to join my counterpart, Commodity Futures Trading Commission (CFTC) Chairman Christopher Giancarlo, for our second time testifying together before Congress. [read post]
10 Jul 2012, 8:26 am
Commodity Futures Trading Commission v. [read post]
1 Nov 2010, 7:29 am
Commodity Futures Trading Commission (the “CFTC”) issued two notices of proposed rulemaking (“NPRMs”), citing Gramm-Leach-Bliley Act (“GLBA”) privacy rules, and marketing and data disposal rules of the Fair Credit Report Act (“FCRA”). [read post]
29 Oct 2010, 8:39 am
Commodity Futures Trading Commission (the “CFTC”) issued two notices of proposed rulemaking (“NPRMs”), citing Gramm-Leach-Bliley Act (“GLBA”) privacy rules, and marketing and data disposal rules of the Fair Credit Report Act (“FCRA”). [read post]
10 Jul 2012, 8:26 am
Commodity Futures Trading Commission v. [read post]
24 Oct 2012, 6:46 am
Commodity and Futures Trading Commission (CFTC) Chairman Gary Gensler has confirmed that swaps users will have a grace period before trades are required to be cleared. [read post]
31 Jul 2023, 11:26 am
Securities and Exchange Commission and the Commodity Futures Trading Commission over its employees’ use of messaging applications that broke record-keeping rules. [read post]
9 May 2008, 12:08 pm
The Commodity Futures Trading Commission on Thursday said it is considering whether these markets should be regulated, and how. [read post]
