Search for: "UBS AG"
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16 Oct 2007, 6:16 am
How can this possibly be tolerated in the age of digital evidence? [read post]
5 Feb 2009, 12:48 pm
"Last month, a senior UBS executive was charged in the United States with conspiring to hide $20 billion in assets from the IRS.The indictment claims that the chief of UBS' wealth management business, Raoul Weil, helped about 20,000 U.S. clients conceal assets in offshore accounts between 2002 and 2007. [read post]
9 Aug 2010, 3:10 pm
Investors in such notes issued by Lehman Brothers and sold by firms like UBS lost all or most of their principal when Lehman went bankrupt. [read post]
28 Aug 2015, 8:15 am
Stein has voiced her objections to waivers on at least two other occasions regarding Deutsche Bank AG and for multiple waivers granted to UBS AG, Barclays Plc, Citigroup Inc., JPMorgan Chase & Co., and the Royal Bank of Scotland Group Plc. [read post]
25 Mar 2013, 1:20 pm
Many banks, including UBS and Citigroup, have slammed the deal, adding that they will seek arbitration. [read post]
15 Jan 2010, 7:00 am
Adams telephoned me this week to discuss my thoughts about abusive offshore tax avoidance schemes and The "John Doe" Summons Case, which was settled with UBS AG. [read post]
19 Apr 2020, 8:38 am
” “Credit Suisse continues to be dogged by the scandal that erupted after it spied on star banker Iqbal Khan who was leaving for rival UBS Group AG. [read post]
20 Mar 2008, 9:07 am
UBS AG, the large Swiss bank, is also reported to be considering selling business units to raise cash. [read post]
18 Jul 2007, 1:08 am
In the age of electronic discovery, however, preservation requires more than unplugging the shredder. [read post]
5 Aug 2008, 3:36 pm
Cuomo's office has already filed a lawsuit against UBS AG, accusing the Swiss bank's executives of selling their personal holdings in auction-rate securities in the months leading up to the market's collapse, based on knowledge of problems in the market. [read post]
21 Mar 2011, 9:54 am
In addition to the UBS account in Switzerland, the defendant also had significant assets at Credit Suisse AG. [read post]
12 Sep 2012, 10:48 am
Former UBS banker Bradley Birkenfeld, the recipient of the $104 million reward, provided the IRS with information about UBS AG, a Swiss bank, that was encouraging wealthy Americans to open secret offshore accounts to avoid taxes (shocking I know). [read post]
Investors Left Out of the Auction Rate Securities Regulatory Settlements Are Suing to Recover Losses
22 Jun 2009, 9:46 am
One of the targets of the new wave of suits by "left out" investors is UBS Securities LLC, the New York-based subsidiary of Swiss giant UBS AG. [read post]
22 Nov 2010, 9:01 am
.'s Jennison Associates asset-management unit, UBS AG's UBS Financial Services Inc. unit, and Deutsche Bank AG.Insider-trading charges are expected against consultants, investment bankers, hedge-fund and mutual-fund traders and analysts across the nation, the Journal says.This looks like another instance where many of the very people who tell the layperson that the markets are rational and transparent are playing by completely different rules. [read post]
6 Feb 2012, 8:40 am
As “Customer Identification At UBS AG And Some Other Banks” indicates, Swiss banks detect the true beneficial owners of bank accounts by requiring bank customers to execute Form A’s. [read post]
26 Jan 2012, 9:29 am
According to the pleadings, the three advisers worked for the Zurich branch of “Swiss Bank A,” which began actively recruiting U.S. customers in 2008 after another bank, UBS AG, lost U.S. accounts due to an IRS investigation and eventual litigation. [read post]
6 Aug 2009, 5:20 am
Former top Citigroup executive Sallie Krawcheck is joining Bank of America Corp. as head of its global wealth and investment management group, according to a statement from the Charlotte, N.C. [read post]
19 Jun 2014, 10:52 am
UBS AG 2. [read post]
11 Feb 2015, 7:32 am
The banks, including UBS AG, Royal Bank of Scotland plc (RBS), JPMorgan & Chase Co, and Credit Suisse Group AG previously agreed to settlements with various regulators to resolve charges of manipulation and restraint of trade. [read post]
24 Nov 2006, 12:54 am
UBS Warburg cases, have already recognized the discoverability of electronically stored information ("ESI"). [read post]
