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18 Apr 2018, 11:55 am by Cynthia Marcotte Stamer
A Fellow in the American College of Employee Benefit Counsel, the American Bar Foundation and the Texas Bar Foundation, Ms. [read post]
12 Sep 2018, 6:41 am by Cynthia Marcotte Stamer
Among other things, it would: End required minimum distributions of funds from 401(k) plans and other retirement savings accounts for retirees with balances under $50,000; and Protect the ability of participants invested in lifetime income options through an employment-based retirement plan against losing these investment guarantees when their employer changes recordkeepers. [read post]
14 Nov 2011, 2:13 pm
The SEC increased the number of enforcement actions related to investment advisers and broker-dealers. [read post]
16 Aug 2014, 12:15 pm by Guest Blogger
”[3]  “All Americans” does not mean “Americans in states that establish their own Exchange”. [read post]
24 Jan 2022, 12:58 pm by Cynthia Marcotte Stamer
  Solutions Law Press, Inc. also invites you to receive future updates by registering here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
15 Jan 2021, 1:48 pm by luiza
The SEC was able to assert jurisdiction over Luckin because its American Depositary Receipts were traded on NASDAQ until they were delisted in June 2020. [read post]
25 Apr 2013, 5:37 am by Cynthia Marcotte Stamer
Employer and union group health plan sponsors and insurers of group and individual health plans (Health Plans) generally will need to update their Health Plans’ Summary of Benefits and Coverage (SBC) to comply with updates to the SBC disclosure mandates to the Patient Protection and Affordable Care Act (Affordable Care Act) the Departments of Health & Human Services (HHS), Labor (DOL) and Treasury (IRS)(collectively, the Agencies) announced April 23, 2013. [read post]
8 Jun 2020, 12:36 pm by Robert M. Travisano
In the same vein, on April 9, 2020, Senators Kaine, King and Coons wrote to the President and CEO of the American Bankers Association, advising: We have heard from many constituents that because they do not have a preexisting account or because their lender is not accepting applications, that they are unable to apply for relief through this vital program. [read post]
28 Jul 2016, 2:30 pm by Cynthia Marcotte Stamer
§ 164.312 (a)(2)(i) by failing to assign a unique user name and/or number for identifying and tracking user identity in information systems containing ePHI including, for example, allowing workforce members to access ePHI on a shared department network drive through a generic account, preventing UMMC from tracking which specific users were accessing ePHI; and While UMMC provided notification on UMMC’s website and in local media outlets following the discovery of the reported… [read post]
22 Dec 2023, 7:39 am by Cynthia Marcotte Stamer
Sharing the same user account is forbidden and is grounds for terminating FLAG access. [read post]
21 Apr 2016, 10:07 am by Cynthia Marcotte Stamer
The process of evaluating the adequacy of current arrangement and considering the advisability of changes to tighten existing practices in many cases will result in the discovery and discussion of potentially sensitive information about the adequacy of current or past compliance with the Privacy Rules or other matters. [read post]
21 Apr 2016, 10:07 am by Cynthia Marcotte Stamer
The process of evaluating the adequacy of current arrangement and considering the advisability of changes to tighten existing practices in many cases will result in the discovery and discussion of potentially sensitive information about the adequacy of current or past compliance with the Privacy Rules or other matters. [read post]
12 May 2013, 3:02 pm by Cynthia Marcotte Stamer
Recognized in Who’s Who In American Professionals and both an American Bar Association (ABA) and a State Bar of Texas Fellow, Ms. [read post]
21 Jul 2007, 7:10 pm
As a result of both the Iran and contra operations, more than $47 million flowed through Enterprise accounts. [read post]
22 Dec 2020, 9:43 am by CFM Admin
SEC-registered investment advisers (“SEC RIAs”) must comply with specific custody procedures, including (i) maintaining client funds and securities with a qualified custodian; (ii) having a reasonable basis to believe that the qualified custodian sends an account statement to each advisory client at least quarterly; and (iii) undergoing an annual surprise examination conducted by an independent public accountant. [read post]