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3 May 2012, 7:14 am
Moderator: Charles Lerner, Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance Companion & Principal, Fiduciary Compliance Associates LLC Panel Members Nicholas Denton-Clark, Managing Director & Chief Compliance Officer, PineBridge Investments LLC Kelly S. [read post]
8 Mar 2019, 10:29 am
These actions have principally focused on two important questions. [read post]
14 Jan 2011, 5:00 am
” Perry insisted that the analogy was not apt as the Janus mutual funds are organized as Massachusetts business trusts, whereas JCM is a Delaware LLC. [read post]
21 Oct 2011, 9:40 am
NEW YORK—Former Galleon Management LLC principal Raj Rajaratnam was sentenced Oct. 13 in the U.S. [read post]
8 Jul 2008, 1:49 pm
In the Matter of UBS Securities, LLC and UBS Financial Services, Inc., Docket No. 2008-0045 (Mass. [read post]
6 Aug 2009, 12:40 pm
Furthermore, Bentzen confirms that Structured Asset Funding is her funding source (i.e. that she does not shop around) a la Settlement Quotes, LLC factoring exchange, or others. [read post]
27 Apr 2022, 7:20 am
The note was issued by an LLC to fund remodeling a residential property and to pay an existing lien on that property. [read post]
17 Sep 2010, 8:00 am
These firms collectively have agreed to return more than $100 million associated with CRF investments; these funds will principally be provided to the CRF for the benefit of the pension holders. [read post]
24 Jun 2018, 5:05 am
The law offices of Gana Weinstein LLP are investigating the Massachusetts Securities Division’s enforcement action and administrative complaint against ARO Equity, LLC (ARO Equity), Thomas David Renison (Renison), and Timothy James Allcott (Allcott). [read post]
28 Jan 2011, 3:28 pm
The original PPMs purportedly provided to investors stated that the funds raised in the offerings would be used primarily for real estate related investments. [read post]
30 Jan 2011, 9:45 am
The original PPMs purportedly provided to investors stated that the funds raised in the offerings would be used primarily for real estate related investments. [read post]
30 Jan 2011, 5:51 am
The original PPMs purportedly provided to investors stated that the funds raised in the offerings would be used primarily for real estate related investments. [read post]
9 Nov 2009, 8:31 am
Page Perry, LLC is an Atlanta-based law firm with over 125 years collective experience representing investors in securities-related litigation and arbitration. [read post]
9 Oct 2016, 7:24 am
“This case marks the first time a hedge fund has been held to account for violating the Foreign Corrupt Practices Act,” said Principal Deputy Assistant Attorney General Bitkower. [read post]
16 Apr 2012, 7:41 am
Category: Recent Decisions;Foreclosure Opinions Body: Below is today's foreclosure Appellate Court opinion: AC33725 - Kennedy Funding, Inc. v. [read post]
14 Jun 2023, 4:12 am
Marathon questioned how 1776 could fund a new well when it owed millions on other wells. 1776 responded that the new well would be funded by outside investors. [read post]
13 Oct 2010, 6:00 am
These firms collectively have agreed to return more than $100 million associated with pension fund investments; these funds will principally be provided to the pension fund for the benefit of the pension holders. [read post]
26 Oct 2022, 4:26 am
BTI 2014 LLC (“BTI”) was the assignee of AWA’s claims. [read post]
2 Feb 2016, 6:03 pm
The act permits private individuals to sue on behalf of the government those who falsely claim federal funds, or cause others to do so, and to receive a share of any funds recovered through the lawsuit. [read post]
22 Nov 2013, 12:41 pm
Scott Herckis (“Herckis”) had brought to the attention of the SEC certain fraudulent activities at the Heppelwhite Fund LP, where he acted as fund administrator through his financial and accounting services firm, SJH Financial, LLC. [read post]
