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22 Nov 2013, 7:01 am
The majority of investors in Arete used funds from IRAs or other retirement accounts.The SEC alleges that Snisky described Arete as an “annuity-plus” investment in which, unlike typical annuities, investors could withdraw principal and earned interest with no penalty after 10 years while still enjoying annuity-like guaranteed annual returns of 6 to 7 percent. [read post]
21 May 2019, 7:53 am
The SEC complaint unsealed Monday charges South Florida-based Argyle Coin, LLC, a purported cryptocurrency business, and its principal Jose Angel Aman with using investor funds to run a Ponzi scheme.On May 20, the Honorable Judge Robin L. [read post]
7 Oct 2010, 3:17 am
Trust, 43 AD3d 56, 64 [1st Dept 2007]; Veras Investment Partners, LLC v. [read post]
17 Dec 2014, 8:10 am
Bryan Funding, Inc. [read post]
17 Nov 2013, 8:28 am
The invested funds were provided by 28 investors. [read post]
25 Aug 2020, 8:14 am
The SEC reportedly charged Belize Fund and its owner in 2018, alleging that he misappropriated more than $5.98 million of funds obtained from investors in Belize Fund notes and “used the stolen principal to fund his family’s lavish lifestyle. [read post]
28 Jun 2017, 2:02 pm
Exhibit C is a copy of the operating agreement of DMP International, LLC. [read post]
8 Jul 2015, 2:29 pm
Tilton and her firms allegedly have avoided significantly reduced management fees because the valuation methodology described in fund documents would have given investors greater fund management control and earlier principal repayments if collateral loans weren’t performing to a particular standard. [read post]
17 Feb 2012, 5:49 am
Fidelity Management & Research LLC, et al., No. 10-2240 (1st Cir. [read post]
5 Dec 2017, 1:04 pm
On December 4, 2017, the Woodbridge Group of Companies, LLC (“Woodbridge”) of Sherman Oaks, CA, filed for Chapter 11 bankruptcy protection in the U.S. [read post]
10 Sep 2020, 6:46 am
Commodity Futures Trading Commission (CFTC) obtained a final order resolving their charges against Dominick Vincent Carducci and his company VOS Capital Management, LLC (VOS Capital). [read post]
16 Jul 2015, 6:59 am
Since April 2014, in addition to ARI, Candler is associated with JCC Advisors, LLC. [read post]
24 Mar 2009, 10:46 am
According to Commissioner Elisse Walter, the huge number of liquidations and suspensions of redemptions by hedge funds in the past year have created particular concern at the Commission over whether hedge fund advisers may be favoring their own interests above others and whether principals, employees or favored investors of the advisers may have received preferential redemptions from the fund at issue. [read post]
21 Jun 2020, 8:35 am
From October 2015 until November 2017 Esh was registered with Park Avenue Securities LLC. [read post]
22 Mar 2024, 7:22 am
The Constantine Cannon whistleblower team is pleased to announce a $70 million settlement for its client Edelweiss Fund LLC in a whistleblower lawsuit against eight of the nation’s largest banks, making it the largest reported settlement ever under the Illinois False Claims Act. [read post]
13 Feb 2023, 5:59 am
For example, on August 5, 2022, the FTC issued final approval to a Consent Agreement regarding the acquisition of SAGE Veterinary Partners LLC (“SAGE”) by private equity fund JAB Consumer Partners SCA SICAR (“JAB”). [read post]
20 Jun 2008, 11:56 pm
Equities First Holdings, LLC, 2008 WL 2251218 (Del. [read post]
3 Jan 2011, 2:37 am
"On October 24, 2006, GSO, as lender, and SDS William Street Mezz LLC (SDS), as borrower, entered into an agreement under which GSO would loan SDS a principal amount of up to $65.5 million, at an interest rate of 18% per year. [read post]
4 Jun 2015, 8:57 am
By in or about the end of 2012, when CIP ceased its day-to-day operations, CIP and its principals, Cabot and Kroll, owed approximately $17 million to the TIC Investments, which has never been repaid. [read post]
15 Aug 2019, 11:24 pm
Section 2.1 of the guaranty states that "TERI hereby guarantees to Bank One, unconditionally. . . the payment of 100% of the principal of and accrued interest on every Loan as to which a Guaranty Event has occurred. [read post]
