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Under the Regulation, independent directors will have to be involved in the negotiation and preparatory phases leading up to material related-party transactions. [read post]
28 Sep 2017, 8:24 am by Written on behalf of Peter McSherry
This obligation will usually require the employer to conduct a fair, open, and independent investigation of the assertions of wrongdoing. [read post]
22 Sep 2008, 5:00 pm
Treasury asks Congress for about $700 billion to bail out troubled financial firms, key Democratic lawmakers including House Financial Services Committee Chairman Barney Frank and Senate Banking Committee Chairman Christopher Dodd say they want the bill to include curbs on what executives can earn. [read post]
4 Aug 2011, 5:10 pm by James Hamilton
Also, the SEC Chairman must annually submit in writing the agency’s agenda for that year to the Committee on Financial Services and the Senate Banking Committee. [read post]
4 Aug 2011, 5:10 pm by James Hamilton
Also, the SEC Chairman must annually submit in writing the agency’s agenda for that year to the Committee on Financial Services and the Senate Banking Committee. [read post]
19 Oct 2010, 12:53 pm by Steve Bainbridge
” Cornelius Hurley, director of Boston University’s Morin Center for Banking and Financial Law, said companies can bury these types of spending in the budget for marketing, community involvement, or lobbying. [read post]
20 May 2010, 9:17 am by James Gubb
  An ‘independent’ (don’t bank on it) board to ‘allocate resources and provide commissioning guidelines’ (vague definition, not good for direction); but with PCT boards now populated by ‘directly elected individuals’, appointees of the local authority and CEO/principal officers ‘appointed by the Secretary of State on the advice of the new independent NHS board’. [read post]
9 Mar 2020, 7:10 am by Scott Atwood
FLSA’s Independent Discretion and Judgment Test At issue was the “independent discretion and judgment” part of the test. [read post]
26 Mar 2017, 4:06 pm by INFORRM
’ David Banks Media Law blog examined some of the photos published on the front pages of national newspapers, including photos of the police officer who suffered fatal injuries receiving medical treatment, photos of the attacker receiving medical treatment and of other victims of the attack. [read post]
16 Nov 2021, 9:13 am by Lawyers' Rights Watch Canada
Meng be extradited to the US on bank “fraud” charges related to US economic sanctions against Iran. [read post]
2 Nov 2011, 1:23 pm by WIMS
Republicans support it; Democrats support it; Independents support it. [read post]
26 Jun 2007, 5:15 am
  With the exception of the audit committee, SOX said nothing about independent directors or board composition. [read post]
9 Sep 2019, 3:09 am by SHG
Is a scintilla of independent evidence too much to ask? [read post]
1 Feb 2023, 12:49 pm by INFORRM
In 2016, David Clementi, a former deputy governor of the Bank of England, undertook a further review of the BBC’s governance. [read post]
16 Jul 2024, 10:25 am by David Pocklington
We are looking at models from other sectors and locations of independence and outsourcing, for example from banking, the Anglican Church of Australia, and the Roman Catholic Church. [read post]
17 Nov 2023, 6:00 am by Michelle
 The 2,100 financial firms on Zelle, a peer-to-peer network owned by seven banks including JPMorgan Chase and Bank of America, began reversing transfers as of June 30 for customers duped into sending money to scammers claiming to be from a government agency, bank or existing service provider, said Early Warning Services (EWS), the banks’ company that owns Zelle. [read post]
14 May 2012, 8:57 am
Understanding risk is the single most important consideration for any participant, from the independent trader to the juggernaut of a Goldman Sachs. [read post]
16 Jun 2017, 6:19 am
Stein and Hong Zhao, Arizona State University, on Thursday, June 15, 2017 Tags: Agency costs, Board independence, Board leadership, Board monitoring, Board performance, Boards of Directors, Executive Compensation, Executive performance, Executive turnover, Management, Oversight The Dangerous “Promise of Market Reform”: No Shareholder Proposals Posted by Adam M. [read post]