Search for: "UBS AG"
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21 Jun 2007, 10:38 am
UBS AG shut down Dillon Read Capital Management after bad trades in subprime-mortgage loans led to a $124 million loss. [read post]
29 Aug 2012, 6:41 am
Reports indicate that Cole Credit Property Trust II has hired Morgan Stanley and UBS Investment Bank explore their exit event options. [read post]
14 Dec 2010, 10:47 am
Nearly 15,000 taxpayers came forward during the previous IRS amnesty program last year after U.S. tax authorities reached landmark settlements with UBS AG where the Swiss bank agreed to reveal the identities of its US citizen clients who were suspected of under-reporting income and/or tax evasion. [read post]
20 Mar 2020, 8:00 am
Many companies like UBS Group AG (“UBS”), a Swiss bank, responded to the news by announcing attempts to seek full ownership of their joint ventures once the ownership caps are eliminated. [read post]
8 Nov 2024, 6:10 am
“Plaintiff retained defendant law firm to represent it in, among other things, an action brought by nonparty UBS AG, London Branch to enforce guaranties plaintiff had given in connection with UBS’s refinancing of delinquent loans to two of plaintiff’s subsidiaries. [read post]
26 Apr 2023, 8:29 am
Trevor Murray claims that UBS Securities, LLC, and UBS AG fired him in retaliation for reporting alleged fraud on shareholders. [read post]
28 Apr 2010, 3:26 pm
The firms that designed and sold failed mortgage-backed derivatives include Deutsche Bank AG, UBS AG and Merrill Lynch & Co., now owned by Bank of America Corp., according to the article. [read post]
21 Apr 2010, 7:41 am
The firms that designed and sold failed mortgage-backed derivatives include Deutsche Bank AG, UBS AG and Merrill Lynch & Co., now owned by Bank of America Corp., according to the article. [read post]
5 Mar 2016, 3:30 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
10 Apr 2021, 9:51 am
From 1992 through 2009, Greenstone was registered with UBS Financial Services, Inc. [read post]
15 Feb 2012, 2:40 pm
’s and UBS AG’s Japanese branches (see: Administrative Actions against UBS Securities Japan Ltd. and UBS AG, Japan Branches). [read post]
20 Jun 2024, 12:31 pm
And sure enough, last year, the bank UBS, which studies each year’s crop of new billionaires, found that for the first time, the majority of all the wealth of 2023’s new class of billionaires came directly from inheritance (and by that they mean straight inheritance of the billions—not making a small fortune into a large one, which UBS counts as “self-made”). [read post]
3 Jan 2013, 12:28 am
UBS’s Japanese unit pled guilty to one count of wire fraud. [read post]
21 Oct 2013, 10:26 am
Plaintiffs, purchasers of mortgage-backed securities, sued UBS AG and several of its subsidiaries (collectively, “UBS”) for alleged misrepresentations in the securities’ offering documents and registration statements. [read post]
3 Jul 2018, 6:00 am
These three traders were rewarded for accepting responsibility for wrongful conduct and providing substantial assistance.Joint CFTC & DOJ sweep: On January 29, 2018, CFTC & DOJ announced civil and criminal actions for spoofing and commodities fraud against three banks (Deutsche Bank AG and Deutsche Bank Securities Inc., UBS AG, HSBC Securities (USA) Inc.) and eight individuals (Krishna Mohan, Jiongsheng Zhao, Jitesh Thakkar and Edge Financial Technologies, James… [read post]
19 Apr 2008, 8:40 am
., and UBS AG. [read post]
11 Jan 2016, 1:00 am
UBS AG v Commissioners for Her Majesty’s Revenue and Customs, heard 3 December 2015. [read post]
3 Feb 2009, 5:57 am
., UBS AG, and Piper Jaffray & Co. [read post]
23 Nov 2022, 12:15 am
UBS AG, 681 F. [read post]
2 Jan 2018, 6:59 am
Previous registrations include Morgan Keegan & Company, UBS Painewebber and JC Bradford & Company. [read post]
