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14 Jul 2010, 5:01 pm
This is landmark legislation that touches many aspects of banking and securities regulation, regulates the OTC derivatives markets for the first time and enhances the powers and resources of the SEC. [read post]
10 Jul 2019, 11:30 am
According to the indictment, Gonzalez-Seijo, age 66, was reportedly an independent insurance agent in San Juan Puerto Rico, who offered variable annuities, among other products. [read post]
28 Feb 2018, 7:22 am
While Bitcoin still maintain its independence from a central bank, such as the federal reserve, both the U.S. government and governments throughout the world have begun developing a regulatory framework to control how Bitcoin and its marketplaces operate. [read post]
19 Sep 2011, 3:00 am
Any of these unintended consequences not only can jeopardize the financial independence of an aging parent, but also can cause hard feeling among other adult children who may (or may not) be joint owners with their common parent. [read post]
6 Mar 2024, 5:29 am
Be skeptical: Verify information independently, never share personal details over the phone or email, and consult trusted advisors before making financial decisions. [read post]
18 Feb 2011, 1:00 pm
One comment to Rule 5.3 states that the duty to supervise non-lawyers extends to those who serve as independent contractors. [read post]
14 May 2009, 7:55 am
Of course we've got to have a functioning banking system. [read post]
22 Oct 2020, 3:00 am
EEA Bank Account Closures. [read post]
4 Apr 2012, 9:37 am
Chafee, an independent, is believed to be the first governor to refuse to surrender a state inmate under a federal law governing the transfer of prisoners among states and the U.S. government. [read post]
28 Sep 2011, 11:00 am
Any of these unintended consequences can not only jeopardize the financial independence of an aging parent, but can cause hard feeling among other adult children who may (or may not) be joint owners with their parent. [read post]
18 Apr 2010, 7:24 am
This bank serves in accommodating temporary restrictions for work related injuries. [read post]
30 Mar 2023, 2:46 pm
A trust is a legally independent entity. [read post]
25 Mar 2021, 10:00 pm
If they all make that formal written request, the court can appoint you as “Independent Administrator” with the Will Annexed. [read post]
30 Aug 2012, 2:02 pm
The Elusive Quest for Director Independence Lisa M. [read post]
14 Apr 2023, 4:23 am
As a caveat, employers should be aware they cannot use any portion of PTO time to count towards the salary as that $684 (at a minimum) per week must be able to stand on its own, independent of any accruing PTO time. [read post]
24 Aug 2012, 6:48 am
I also thought an article by Owen Jones in The Independent was rather good – and referred to it in the podcast. [read post]
9 Jan 2010, 5:20 pm
The Democratic Party, particularly at the national level, seems tone-deaf on religion, heartless on abortion, and unconvincing on gun control, getting little traction in the Ozarks with independent voters. [read post]
8 Jun 2010, 5:00 am
IA-2968: Custody of Funds or Securities of Clients by Investment Advisers SEC Staff Responses to Questions About the Custody Rule SEC Staff issues additional guidance on amended Custody Rule compliance for advisers to pooled investment vehicle by Compliance Avenue Custody of Funds or Securities of Clients by Investment Advisers – prior post Image of Old West Bank – It’s a beautiful bank is by oddsock [read post]
6 Dec 2011, 5:30 am
But, as my slides will show when I post them here in the next couple of days, I actually do see a decent rationale for enacting a modest FTT in addition to (not instead of) an FAT - or more precisely, independently of whether or not an FAT is enacted. [read post]
10 Mar 2014, 3:47 am
He added that the Board was continuing to look at other ways of strengthening auditor independence and skepticism. [read post]
