Search for: "Asset Backed Securities Corporation"
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14 Jan 2020, 5:00 am
In Securities hot topics in 2019: A whirlwind expert review, we look back at blog posts by securities practitioners and other experts for insights on trends and developments in 2019, including:continued dramatic growth of securities litigation and calls for reform;the SEC’s adoption of Regulation Best Interest and related Form CRS and interpretations regarding the duties broker-dealers and advisers owe to customers;corporate governance hot spots,… [read post]
28 Jan 2011, 8:56 am
: The SEC’s New Requirements for Asset-Backed Securities II - This two-part post breaks down the SEC’s two new regulations for asset-backed securities (ABS) which impose new disclosure and reporting requirements for issuers, securitizers and credit-rating agencies. 4) HLS Forum on Corporate Governance & Financial Regulation: Compensation Season 2011 - In this post Jeremy Goldstein of Wachtell, Lipton, Rosen… [read post]
30 Sep 2009, 2:21 am
I promised one reader a while back an article on finding assets. [read post]
22 Jan 2019, 9:15 am
The most recent, dated 8/28/2018, involving private sales of securities that were not disclosed to his member firm, National Securities Corporation. [read post]
22 Aug 2009, 4:22 pm
A review of these statements going back a few years could reveal the existence of securities of which there was no knowledge or could raise questions as to the disposition of the sale proceeds. [read post]
12 Jan 2016, 12:56 pm
FINRA recently published an investor alert involving securities-backed lines of credit (or SBLOcs). [read post]
8 Jul 2013, 5:00 am
Back in September, the SEC announced an asset freeze against Western Financial Planning Corporation and its principal Louis Schooler for a $50 million real estate fraud. that caught my eye because the SEC has little jurisdiction over real estate. [read post]
26 Mar 2020, 8:37 am
The TALF is designed to increase liquidity and credit availability by facilitating the issuance of certain asset-backed securities (“ABS”). [read post]
9 Oct 2017, 9:57 am
Faulkner, Breitling Energy Corporation (BECC) and Breitling Oil and Gas Corp. [read post]
29 Apr 2019, 10:00 pm
First, businesses should establish procedures to ensure cloud storage security and proper authentication for accessing intellectual property assets. [read post]
14 Nov 2020, 6:05 pm
Running your business as a corporation or LLC offers you some security. [read post]
3 Nov 2022, 2:22 pm
KJK’s Corporate & Securities practice group will continue to monitor the status of these proposed rule changes. [read post]
17 Mar 2023, 3:33 pm
As the term is used by the FDIC, Structured Transactions are joint ventures or partnerships between the FDIC, as receiver, and private sector entities, which are designed to facilitate the placement back to the private sector of selected assets from failed banks. [read post]
31 Jan 2014, 6:29 am
Will the secured party be able to enforce its security interest in the trade secrets against the assignor/licensee, which was not a party to the security agreement, since it is only the assignor/licensee that has “possession” of the asset. [read post]
15 Jul 2020, 9:51 am
Running your business as a corporation or LLC offers you some security. [read post]
14 Jan 2022, 6:34 am
Non-backed crypto assets Another area of focus concerns non-backed crypto-assets such as security crypto-assets. [read post]
12 Apr 2016, 8:55 am
One concern is home Wi-Fi systems – which can present an open threat vector when an employee links corporate assets to it. [read post]
29 Mar 2019, 7:12 am
Here, the SEC is looking at Rule 15c2-11, at the piggy-back exception that comes with quoting some of these smaller securities. [read post]
22 Jan 2024, 4:40 am
Liz blogged about the NYSE’s proposal when it was initially filed with the SEC, noting that an NAC would be a corporation with the primary purpose of actively managing, maintaining, restoring, and growing the value of natural assets and their production of ecosystem services. [read post]
23 Oct 2009, 9:53 am
Central write down its mortgage-backed securities by $1.2 billion and injected $1 billion into the ailing institution. [read post]
