Search for: "BUSINESS FUNDING ASSOCIATES, INC."
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12 Oct 2019, 8:04 am
When advisors convert or misappropriate funds they often create businesses or other vehicles to serve as a cover for the theft of funds. [read post]
18 May 2012, 11:12 am
OIG says its audit of the New York Hotel Trades Council and Hotel Association of New York City, Inc., Health Benefits Fund (the Fund) found that the Fund improperly reported $237,000 in Medicare Part B costs that were not reasonable and allowable. [read post]
25 Apr 2019, 9:07 am
”Commission-appointed Committee members include:Robert Fox - National Managing Partner, Professional Standards Group, Grant Thornton LLP; Chicago, ILCarla Garrett - Corporate Partner, Potomac Law Group PLLC; Washington, DCStephen Graham - Co-Chair, Fenwick & West LLP’s Life Sciences Practice; Seattle, WASara Hanks - CEO and Co-Founder, CrowdCheck, Inc.; Alexandria, VAYoungro Lee - CEO and Co-Founder, NextSeed; Houston, TXBrian Levey - Chief Business Affairs and… [read post]
24 May 2023, 5:16 pm
HIPAA’s business associate rules also require both covered entities and their business associates to enter into business associate agreements that document the business associate’s commitment to adhere to HIPAA’s Privacy, Security and Breach Notification Rules before a business associate accesses PHI. [read post]
6 Jun 2011, 9:11 am
Since January 2011, David Lerner Associates, Inc. [read post]
3 Jul 2011, 12:13 am
Tomassi Law Associates, LLC www.attorney-ri.com 1-888-RI-LAWLINEMIAMI, June 28, 2011 /PRNewswire/ — Expert Group, Inc. announced today that it will deploy the regions first solar-powered ATM. [read post]
28 May 2021, 6:27 am
Hopkins also did business under the name Worklife Wealth Management. [read post]
29 Jul 2018, 1:46 pm
When advisors convert or misappropriate funds they often created businesses or other vehicles to serve as a cover for the theft of funds. [read post]
6 Jul 2021, 2:12 pm
Swon misappropriated or mismanaged funds entrusted to him as an investment advisory representative of Focus Financial Network, Inc. [read post]
5 Nov 2017, 7:32 am
From October 2010 until August 2015, Bahgat was associated with Cambridge. [read post]
1 Aug 2010, 2:32 am
FERC Commissioner Philip Moeller: Perspectives on the Energy Industry Location: San Francisco, CA August 3 Sponsor: 100 Women in Hedge Funds Event: 100WHF Leverage Event: Tools for Uncovering Hidden Investment and Business Risks Location: New York, NY August 5 Sponsor: Hedge Fund Association Event: HFA Midwest Chapter Summer Cocktail Reception Location: Minneapolis, MN August 5 Sponsor: Managed Funds Association Event: New Regulatory… [read post]
1 May 2014, 5:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
2 Jun 2011, 8:40 am
Since January 2011, David Lerner Associates, Inc. [read post]
30 Jul 2019, 11:35 am
FINRA Rules state that [n]o member or person associated with a member shall make improper use of a customer’s securities or funds, and FINRA Rules provide that [a]member, in the conduct of its business, shall observe high standards of commercial honor and just and equitable principles of trade, FINRA notes. [read post]
30 Jul 2019, 11:35 am
FINRA Rules state that [n]o member or person associated with a member shall make improper use of a customer’s securities or funds, and FINRA Rules provide that [a]member, in the conduct of its business, shall observe high standards of commercial honor and just and equitable principles of trade, FINRA notes. [read post]
28 May 2019, 9:13 am
Kubiak, formerly registered with Calton & Associates, Inc. [read post]
31 Jul 2018, 2:13 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Joseph Pratte (Pratte), formerly associated with Signator Investors, Inc. [read post]
18 Dec 2009, 3:23 pm
Inc. [read post]
28 Jun 2010, 2:20 am
Event: Asset Liability Management Location: Singapore July 19-21 Sponsor: Infocast, Inc. [read post]
29 Sep 2015, 9:24 am
The United States filed a civil suit against the Rainy Day Foundation, Inc., a purported charitable “counseling fund,” together with its associated business entities and principals. [read post]
