Search for: "CD Investors" Results 21 - 40 of 598
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
11 Jul 2023, 11:13 am by Anita Edwards and Simon Lovegrove (UK)
It proposes to remove the requirements currently placed on investors when taking out short positions in sovereign debt or sovereign CDS, and the related reporting requirements. [read post]
23 Apr 2023, 9:05 pm by renholding
  As noted above, the principal asset of a pre-reform prime MMF was a portfolio of bank CDs. [read post]
14 Apr 2023, 2:55 pm by Aaron Levy
In addition to certain specified transactions that are per se “conflicted transactions” (e.g., short sales of the ABS, purchases of certain CDS referencing the ABS), the Proposed Rule includes an anti-evasion clause covering any “economically equivalent” transaction. [read post]
13 Mar 2023, 2:23 pm by Susan L. Friedman
The bank, which caters to many of the world’s most powerful tech investors, is the largest to fail since the 2008 financial crisis. [read post]
5 Mar 2023, 9:01 pm by renholding
”) Peer group TSR must be presented using the CD&A peer group for the ap [read post]
27 Feb 2023, 1:18 pm by jeffreynewmanadmin
Allen Stanford, the firm’s founder, with engineering a long-running scheme to divert investors’ money to invest in real estate and finance a lavish lifestyle. [read post]
14 Feb 2023, 9:02 pm by John Jenkins
Question 128D.05 – For purposes of pay versus performance disclosure, companies can use a “peer group” disclosed in CD&A, even if it is not used for “benchmarking” in the CD&A. 6. [read post]
26 Jan 2023, 9:30 am by Unknown
These changes, taken together, would benefit investors and our markets. [read post]
8 Jan 2023, 9:01 pm by renholding
Most notably, CD&Is have clarified that if a company determines a dissident’s nomination notice is invalid for failure to comply with the company’s bylaws or the new rules, and the dissident challenges this determination by initiating litigation, the company is required to disclose the litigation in its proxy statement and provide the rationale for the company’s determination that the nomination is invalid. [read post]
9 Dec 2022, 3:35 am by David Lynn
I believe data is important, but in the first year, I expect there’s going to be more focus on the narrative portion of it — how does this tie into your pay versus performance, say-on-pay, CD&A? [read post]
8 Dec 2022, 12:15 pm by kytestrings_admin
Alternative investments include the following: Private Placements Hedge Funds Regulation D (Reg D) offerings Promissory notes Real estate investment trusts (REITs) Business development companies Closed-End Funds Oil and gas partnerships Leasing partnerships Structured notes Mortgage-Backed Securities (MBS) and Collateralized Mortgage Obligations (CMOs) Collateralized Loan Obligations (CLOs) and Closed-End Funds Credit Default Swaps (CDS) Broker-dealers and financial advisors are required to… [read post]
Secured Debentures were touted as safe, “CD-like” even, only with a higher yield. [read post]
15 Nov 2022, 4:35 am by David Lynn
” This is the part of the disclosure that will require some careful drafting and consideration of the information about pay versus performance that is discussed in the CD&A. [read post]
15 Nov 2022, 4:30 am by David Lynn
You definitely do not want the new pay versus performance disclosure (which, for most companies, will likely not be presented as part of the CD&A, but rather somewhere further back in the tabular compensation disclosures) to present any “surprises,” because even if the institutional investors or proxy advisory firms are not really using the data as part of their evaluation in the 2023 proxy season, they certainly will not be ignoring the disclosure. [read post]
18 Aug 2022, 5:21 am by The White Law Group
  Allegations state that financial advisors misrepresented Northstar as a safe, low risk product similar to a bank CD, promising guaranteed monthly returns as well as protection of principal. [read post]