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Guest Post: 2019 Securities Litigation: Key Takeaways and Trends
16 Mar 2020, 1:54 pm by Kevin LaCroix
Where an individual disseminates information he “understood to contain material untruths,” that individual has “employ[ed]” a “device,” “scheme,” and “artifice to defraud” within the meaning of subsection (a) of Rule 10b-5, Section 10(b), and Section 17(a)(1). [read post]
The D & O Diary - http://www.dandodiary.com/
Recovery of UBS Reverse Convertible Notes Losses
12 May 2015, 3:26 pm by James Galvin
., Inc. 90261J137 UBS Yield Optimization Notes with Contingent Protection linked to Apple, Inc. 90261J145 UBS Yield Optimization Notes with Contingent Protection linked to Adobe Systems, Inc. 902619824 UBS Yield Optimization Notes with Contingent Protection linked to Schlumberger, Ltd. 902619832 UBS Yield Optimization Notes with Contingent Protection linked to Corning Incorporated 902619840 UBS Yield Optimization Notes with Contingent Protection linked to Cisco Systems, Inc. 902619857 UBS Yield… [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/