Search for: "Clayton Capital Partners, Inc."
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9 Aug 2019, 3:05 am
Another part of the proposal relates to human capital – a topic that SEC Chair Jay Clayton has indicated in recent speeches may be growing in importance. [read post]
21 Sep 2018, 6:10 am
Securities and Exchange Commission, on Saturday, September 15, 2018 Tags: Boards of Directors, Institutional Investors, Proxy advisors, Retail investors, SEC, Securities regulation, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Capital requirements, Financial institutions, Financial regulation, Liquidity, Proprietary trading, Securities regulation, Volcker Rule [read post]
2 Oct 2012, 1:08 pm
Omar Ali Rizvi, Bellwether Venture Capital Fund I, Inc., and Strategy Partners, LLC Case number: 10-cv-1632 (United States for the Eastern District of Texas) Case filed: July 31, 2009 Qualifying Judgment/Order: July 24, 2012 09/04/2012 12/03/2012 2012-93 SEC v. [read post]
15 Feb 2019, 6:14 am
Posted by Ioannis Ioannou (London Business School) and George Serafeim (Harvard Business School), on Tuesday, February 12, 2019 Tags: Corporate Social Responsibility, ESG, Firm performance, Long-Term value, Sustainability Statement on Shareholder Proposals Seeking to Require Mandatory Arbitration Bylaw Provisions Posted by Jay Clayton, U.S. [read post]
20 Dec 2019, 6:10 am
Koors, Pearl Meyer & Partners, LLC, on Thursday, December 19, 2019 Tags: Boards of Directors, Compensation committees, Corporate culture, Executive Compensation, Executive turnover, Human capital, Management, Succession Statement by Chairman Jay Clayton at Open Meeting Posted by Jay Clayton, U.S. [read post]
27 Oct 2017, 6:01 am
Peregrine, McDermott Will & Emery LLP, on Monday, October 23, 2017 Tags: Accountability, Boards of Directors, Compliance and disclosure interpretation, Corporate liability, Deregulation, DOJ, Liability standards, Misconduct, Risk oversight, SEC enforcement, Securities enforcement, Yates memo Index Investing Supports Vibrant Capital Markets Posted by Jasmin Sethi, BlackRock, Inc., on Monday, October 23,… [read post]
19 Oct 2018, 6:08 am
Securities and Exchange Commission, on Saturday, October 13, 2018 Tags: AIG, Broker-dealers, Derivatives, Financial regulation, Market efficiency, SEC, SEC rulemaking, Swaps, Transparency Opening Statement at the SEC Open Meeting Posted by Jay Clayton, U.S. [read post]
14 Feb 2012, 1:56 pm
Supermarkets, Inc. v. [read post]
18 Dec 2009, 8:32 am
(Marlborough, MA) Acg Capital Partners, Inc. [read post]
2 Oct 2009, 11:08 am
CLAYTON SAM COLT HAMILTON TRUST, BY AND THROUGH ITS TRUSTEE, J.R. [read post]
8 Oct 2019, 4:54 pm
Clayton County, Georgia and Altitude Express Inc. v. [read post]
5 Jun 2012, 6:51 pm
Clayton Act limiting partial stock acquisitions for as low as ten (10) per cent of holding of voting stock (Medtronic Inc. 63 Fed. [read post]
9 Jan 2023, 9:01 pm
Walgreens After more than seven years of litigation, Walgreens, Inc. [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
4 Jan 2021, 1:26 pm
-listed public companies, the drop was not steep enough and has not lasted long enough to offset the extensive backlog of securities lawsuits that the D&O insurers are facing after years of record levels of securities class action lawsuit filings – although, as discussed further in the final section below, there may be other factors, such as new market entrants, increased insurance capital, and increased competition that could otherwise counter the increases that most… [read post]
29 Jan 2019, 9:08 am
Hawaii Wildlife Fund, 18-260, and Kinder Morgan Energy Partners, L.P. v. [read post]
24 Oct 2018, 4:33 pm
Ironically, the hack into the EDGAR database, which was also the subject of testimony from SEC Chairman Jay Clayton before the Senate Banking Committee brought the SEC’s previously quiet but steadfast outsider trading foray into the spotlight. [read post]
2 Oct 2017, 4:50 pm
___________________________________________________ Last week SEC Chairman Jay Clayton announced a data breach into the SEC’s EDGAR system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
