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6 Feb 2024, 1:36 pm
Dodd also represents investors, including venture capital funds and other private investors, with their investments in their portfolio companies. [read post]
FORT LAUDERDALE BUSINESS LITIGATION: SHAREHOLDER DERIVATIVE AND DIRECT LAWSUITS AGAINST CORPORATIONS
2 Feb 2024, 5:39 am
See Dinuro Investments, LLC v. [read post]
1 Feb 2024, 9:08 am
Framing the Future In the past, access to fine art investing was limited only to very rich individuals and firms, before becoming more available through boutique art collection funds. [read post]
31 Jan 2024, 9:01 pm
The ramifications of this decision could be significant, as the SEC often uses its in-house courts to seek monetary penalties, and studies reveal that the SEC wins cases it brings in its in-house courts at a much higher rate than those it tries in federal court.[6] We also should expect plaintiffs to attempt to maneuver in light of the Supreme Court’s decision in Slack Technologies LLC v. [read post]
29 Jan 2024, 12:00 pm
The representative suggested short-term trades in corporate bonds and preferred securities on numerous occasions, causing over $900,000 in losses for 10 clients. [read post]
26 Jan 2024, 1:40 pm
Voya recommended higher-cost mutual fund share classes, failed to disclose revenue sharing with its clearing broker, and directed clients to invest in money market funds that paid more revenue sharing while providing lower investment yields. [read post]
26 Jan 2024, 8:58 am
Investment companies, investment advisers, securities brokers or dealers, and Exchange or clearing agencies that have registered with the SEC. [read post]
26 Jan 2024, 4:00 am
The first provision references a circumstance when a lawyer can pay bills “from funds collected or to be collected for the client as a result of representation. [read post]
25 Jan 2024, 6:06 pm
In contrast, alternative investments, including non-traded business development companies and interval funds, outpaced non-traded REITs, raising over $35 billion in 2023. [read post]
24 Jan 2024, 7:51 am
Awards can range from 10% to 30% of the collected funds. [read post]
14 Jan 2024, 10:02 am
Investment Assets: Bonds, stocks, mutual funds, annuities, time deposits, IRAs, and 401ks are examples of investment assets that must be included in this section of Form 433-A. [read post]
10 Jan 2024, 9:01 pm
NAC Found., LLC, 512 F. [read post]
3 Jan 2024, 1:36 pm
Real Estate Investment Trusts (REITs), unlike conventional corporations, fund projects using investors’ funds and distribute profits as dividends, often resulting in tax-exempt operations. [read post]
2 Jan 2024, 11:26 am
Like other investments, options can be traded through brokerage accounts. [read post]
2 Jan 2024, 4:55 am
In 2010, Lipton solicited Lokesh Melwani’s investment in Eagle Point, and Melwani—through his wholly-owned corporation, Cantal Trade—invested $300,000 in Eagle Point pursuant to an oral agreement with Lipton. [read post]
28 Dec 2023, 9:05 pm
Department of Labor rule allowing pension managers to consider environmental, social, and corporate governance factors when making investment decisions. [read post]
27 Dec 2023, 6:09 pm
The programs included the following investments, Strategic Storage Trust Inc.; Griffin-American Healthcare REIT III Inc.; FS KKR Capital Corporation III; American Realty Capital Trust V Inc.; American Realty Capital Healthcare II Inc.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
27 Dec 2023, 2:02 pm
Goff and the others allegedly misled investors about the profitability of the investment funds, claiming guaranteed profits from a high-yield foreign currency (Forex) trading program operated by the funds, namely POD Solutions, LLC and Edger Solutions, LLC . [read post]
27 Dec 2023, 3:54 am
The term “piercing the veil”[2] applies not only to corporations but also to LLCs and LLPs. [read post]
26 Dec 2023, 4:22 am
Pursuant to a Subscription Agreement, the plaintiff invested $1 million for 20% membership interest in an LLC formed to develop and own a chain of poke restaurants. [read post]
